Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent J. MowinskiVoya Financial Advisors, Inc.Pruco Securities, LLC.01-27-2010
Kevin Patrick BrennanVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$2503-24-2010
Henry John Koehne IIIVoya Financial Advisors, Inc.Girard Securities, Inc.08-10-2011
Nathaniel Carver SchlotthauerVoya Financial Advisors, Inc.Cetera Advisor Networks LLC08-01-2012
Peter Crane Lanigan Jr.Voya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC03-21-2014
Skipper Wayne RileyVoya Financial Advisors, Inc.Cabot Lodge Securities LLC$2502-12-2015
Christopher Michael LoweVoya Financial Advisors, Inc.Cabot Lodge Securities LLC02-12-2015
Anna Elizabeth GormanVoya Financial Advisors, Inc.Country Capital Management Company09-01-2015
Charmaine Evelyn MartinVoya Financial Advisors, Inc.Nationwide Investment Services Corporation10-04-2016

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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