Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony BeachVoya Financial AdvisorsUMB Financial Services$9711-08-2017
Nathan Sanders Voya Financial AdvisorsWells Fargo Advisors$16005-30-2017
Ken Moran, Richard TartariniVoya Financial AdvisorsLPL Financial$10003-14-2016
Sheila JamisonVoya Financial AdvisorsInvestors Capital$7902-16-2016
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
Brian WoodsVoya Financial AdvisorsInvestors Capital$10011-02-2015
David Chwalek, Bob Curtis, Brian Day-Lewis, David DirubboVoya Financial AdvisorsInvestors Capital$8711-02-2015
Dianne Puleo, Jacob Shulam, George TufenkianVoya Financial AdvisorsInvestors Capital$5511-02-2015
Louis WoolfVoya Financial AdvisorsInvestors Capital$6011-02-2015
Mary Robbins, Stephen Vachon, Maurice Woods,Rene SenesVoya Financial AdvisorsInvestors Capital$5211-02-2015
Ron Hoffman, Werner Maiwald, Jeff Mishol, Tim O'MalleyVoya Financial AdvisorsInvestors Capital$6811-02-2015
Greg LevengoodVoya Financial AdvisorsLPL Financial$5008-07-2015
Peter OldridVoya Financial AdvisorsInvestors Capital$8008-07-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-01-2015
James CrossonVoya Financial AdvisorsInvestors Capital$16703-06-2015
Skip Riley, Michael LoweVoya Financial AdvisorsCabot Lodge Securities$5002-14-2015
Bruce RathkampVoya Financial AdvisorsCetera$13908-29-2014
Jason PayneVoya Financial AdvisorsWells Fargo Advisors$6706-20-2014
Larry Copeland, Jim CopelandVoya Financial AdvisorsAmerican Portfolios$5506-02-2014
Nick IppolitoVoya Financial AdvisorsWells Fargo Advisors$5105-15-2014
Karen BurchVoya Financial AdvisorsNewbridge Securities$5004-25-2014
David W. RussellVoya Financial AdvisorsCetera$6203-19-2014
Richard F. TrasportVoya Financial AdvisorsRoyal Alliance$7008-26-2013
Frankie BrinVoya Financial AdvisorsWalnut Street Securities$6008-21-2013

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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