Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony BeachVoya Financial AdvisorsUMB Financial Services$9711-08-2017
Nathan Sanders Voya Financial AdvisorsWells Fargo Advisors$16005-30-2017
Ken Moran, Richard TartariniVoya Financial AdvisorsLPL Financial$10003-14-2016
Sheila JamisonVoya Financial AdvisorsInvestors Capital$7902-16-2016
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
Ron Hoffman, Werner Maiwald, Jeff Mishol, Tim O'MalleyVoya Financial AdvisorsInvestors Capital$6811-02-2015
Mary Robbins, Stephen Vachon, Maurice Woods,Rene SenesVoya Financial AdvisorsInvestors Capital$5211-02-2015
Louis WoolfVoya Financial AdvisorsInvestors Capital$6011-02-2015
Dianne Puleo, Jacob Shulam, George TufenkianVoya Financial AdvisorsInvestors Capital$5511-02-2015
David Chwalek, Bob Curtis, Brian Day-Lewis, David DirubboVoya Financial AdvisorsInvestors Capital$8711-02-2015
Brian WoodsVoya Financial AdvisorsInvestors Capital$10011-02-2015
Greg LevengoodVoya Financial AdvisorsLPL Financial$5008-07-2015
Peter OldridVoya Financial AdvisorsInvestors Capital$8008-07-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-01-2015
James CrossonVoya Financial AdvisorsInvestors Capital$16703-06-2015
Skip Riley, Michael LoweVoya Financial AdvisorsCabot Lodge Securities$5002-14-2015
Bruce RathkampVoya Financial AdvisorsCetera$13908-29-2014
Jason PayneVoya Financial AdvisorsWells Fargo Advisors$6706-20-2014
Larry Copeland, Jim CopelandVoya Financial AdvisorsAmerican Portfolios$5506-02-2014
Nick IppolitoVoya Financial AdvisorsWells Fargo Advisors$5105-15-2014
Karen BurchVoya Financial AdvisorsNewbridge Securities$5004-25-2014
David W. RussellVoya Financial AdvisorsCetera$6203-19-2014
Richard F. TrasportVoya Financial AdvisorsRoyal Alliance$7008-26-2013
Frankie BrinVoya Financial AdvisorsWalnut Street Securities$6008-21-2013

Showing 1 to 24 of 24 entries

Page 1

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.