Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Marie AffolterWaddell & ReedCommerce Brokerage Services, Inc.09-06-2019
Michael Forrest CopelandWaddell & ReedThe O.N. Equity Sales Company$5008-16-2019
Michael Forrest CopelandWaddell & ReedThe O.N. Equity Sales Company$5008-16-2019
Christopher Brian MankoffWaddell & ReedJ.P. Morgan Securities LLC05-24-2019
Gwen Lily MartinWaddell & ReedAmeriprise Financial Services, Inc.$1005-09-2019
Richard Holton IvesterWaddell & ReedKMS Financial Services, Inc.$3804-12-2019
James Ray RomigWaddell & ReedThrivent Investment Management Inc.03-25-2019
Michael Lewis VanderhoffWaddell & ReedCetera Advisor Networks LLC02-14-2019
Michael Ray BarcliftWaddell & ReedCharles Schwab & Co., Inc.12-10-2018
Cynthia Rene NagelWaddell & ReedSecurities America, Inc.08-03-2018
Shu-Chun BaloghWaddell & ReedSecurities America, Inc.03-16-2018
Jeffrey Lee GoffWaddell & ReedEdward Jones$15003-13-2018
Vartan GrigoryanWaddell & ReedForesters Financial Services, Inc.$2402-23-2018
James Thomas PreeceWaddell & ReedThrivent Investment Management Inc.02-22-2018
Taylor Angel CannWaddell & ReedBelpointe Asset Management LLC02-14-2018
Janice Harriet McCauleyWaddell & ReedEdward Jones12-20-2017
Katherine Nance DietzWaddell & ReedFBL Marketing Services, LLC12-04-2017
Daniel R. KingWaddell & ReedU.S. Bancorp Investments$6311-11-2017
Daniel Rees KingWaddell & ReedU.S. Bancorp Investments, Inc.$10011-10-2017
Shalana D. PooleWaddell & ReedJPMorgan Chase & Co.$6611-03-2017
Shalana Denise PooleWaddell & ReedJ.P. Morgan Securities LLC$1011-03-2017
Everett Blake MasseyWaddell & ReedSecurian Financial Services, Inc.09-29-2017
Mathieu FairbandWaddell & ReedU.S. Bancorp Investments$7609-22-2017
Mathieu Allen FairbandWaddell & ReedU.S. Bancorp Investments, Inc.$7409-22-2017
Jeffrey Vernon RoweWaddell & ReedPrincipal Securities, Inc.09-05-2017
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Showing 1 to 25 of 262 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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