Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alden Che Lum LauWaddell & ReedPensionmark Securities, LLC09-22-2020
Thomas Earl SeifertWaddell & ReedOppenheimer & Co. Inc.$10009-18-2020
Thomas Bernard DiasWaddell & ReedRBC Capital Markets, LLC09-04-2020
Kristin Elise TorresWaddell & ReedMorgan Stanley$5009-02-2020
Scott R FrazerWaddell & ReedSchwab Private Client Investment Advisory, Inc.08-31-2020
Robert Edward FairbrothersWaddell & ReedOppenheimer & Co. Inc.$15008-28-2020
Ethan Thomas BinnionWaddell & ReedEdward Jones$15007-30-2020
David Hyun ChoiWaddell & ReedLPL Financial LLC07-27-2020
Vicki AndrewsWaddell & ReedKMS Financial Services, Inc.07-20-2020
Edward Glenn Everitt JrWaddell & ReedKMS Financial Services, Inc.$2507-20-2020
Shawn Howard GrahamWaddell & ReedEdward Jones07-17-2020
Kristine Heather StewartWaddell & ReedEquitable Advisors, LLC07-10-2020
Marcellus Joseph HollendonerWaddell & ReedFifth Third Securities, Inc.$4307-02-2020
Mark Edward BrunsWaddell & ReedNationwide Securities, LLC07-01-2020
Christopher David AndersonWaddell & ReedEdward Jones06-29-2020
Lawrence Alfred KingWaddell & ReedMutual Advisors, LLC$1006-23-2020
Justin Nicholas Del CampoWaddell & ReedFifth Third Securities, Inc.$5006-22-2020
Adrienne Marie AlvarezWaddell & ReedU.S. Bancorp Investments, Inc.06-11-2020
Kevin Glenn AlbrechtWaddell & ReedCetera Investment Services LLC$10006-10-2020
Yoko Kato LawingWaddell & ReedEdward Jones$15006-08-2020
Andrew Jay StenzelWaddell & ReedEdward Jones06-05-2020
Kevin Edmund YurchWaddell & ReedCitizens Securities, Inc.05-15-2020
Andrew Jules ChabotWaddell & ReedLPL Financial LLC05-01-2020
Derek Angelo ButlerWaddell & ReedAvantax Investment Services, Inc.04-13-2020
Robert Eugene EspyWaddell & ReedEdward Jones$5004-08-2020
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Showing 1 to 25 of 313 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.