Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek ButlerWaddell & ReedAvantax Investment Services, Inc.04-13-2020
Robert Eugene EspyWaddell & ReedEdward Jones$5004-08-2020
Brett Matthew RamseyWaddell & ReedSheridan Road03-30-2020
Paul Jeffrey MillhollinWaddell & ReedCetera Advisor Networks LLC$2503-27-2020
Michele Ann De GeorgeWaddell & ReedAmeriprise Financial Services, LLC03-19-2020
Craig Douglas MunsonWaddell & ReedHilltop Securities Inc.03-06-2020
Scott A. RobidouxWaddell & ReedEdward Jones03-02-2020
Louis Vincent ZuccarelloWaddell & ReedEdward Jones02-28-2020
John Charles RobinsWaddell & ReedLPL Financial LLC02-14-2020
Thomas Edward BrandWaddell & ReedWells Fargo Clearing Services, LLC02-13-2020
John William HungerfordWaddell & ReedBMO Harris Financial Advisors, Inc.02-11-2020
Andrew James BeshukWaddell & ReedPROVIDENCE FINANCIAL02-06-2020
Tristan Michael BoltonWaddell & ReedLPL Financial LLC02-03-2020
Cynda Lou WrightWaddell & ReedOppenheimer & Co. Inc.$15001-24-2020
Mathew Eric WattWaddell & ReedLPL Financial LLC$12001-24-2020
Jimmie Darrel SummersWaddell & ReedCetera Investment Services LLC$10001-21-2020
Michael Jesse BlackWaddell & ReedAtaraxis Financial, LLC01-16-2020
Anthony Eugene UrrutiaWaddell & ReedEdward Jones01-10-2020
Brian James TollefsonWaddell & ReedCommonwealth Financial Network01-06-2020
Paul KuhnWaddell & ReedEdward Jones12-12-2019
Theresa FerriseWaddell & ReedThrivent Investment Management Inc.12-02-2019
Dale Augustin HuangWaddell & ReedJ.P. Morgan Securities LLC11-19-2019
Ronald Todd GalenWaddell & ReedJ.W. Cole Financial, Inc.$2511-15-2019
Jeremy Allen TruongWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2019
Christopher A. DulovichWaddell & ReedPNC Investments10-11-2019
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Showing 1 to 25 of 915 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.