Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evit SmithWaddell & ReedAvantax Investment Services, Inc.01-05-2009
Bryan L. HendricksonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2009
Darren BanhWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Serria Tawan RegoWaddell & ReedEdward Jones01-20-2009
Toby J McSwain Jr.Waddell & ReedNorthwestern Mutual Investment Services, LLC02-02-2009
Ryan Douglas EckertWaddell & ReedCharles Schwab & Co., Inc.$10002-03-2009
William Richard Forte Jr.Waddell & ReedUBS Financial Services Inc.$25002-04-2009
Joel Bernard DavisWaddell & ReedBanc of America Investment Services, Inc.$25002-12-2009
Terry Leroy KershnerWaddell & ReedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-12-2009
Milletetsega Madhaniy BirhanemaskelWaddell & ReedEdward Jones$50002-18-2009
Melanie Sue ArbuckleWaddell & ReedTD Ameritrade, Inc.02-18-2009
Adam Louis DonoffWaddell & ReedAmeriprise Financial Services, Inc.$10002-25-2009
Louis Rodrigue Messah FoudaWaddell & ReedWells Fargo Investments, LLC$50003-01-2009
Benjamin Neil HawkinsWaddell & ReedInvestors Security Company, Inc.03-04-2009
Matthew Malcolm BanksWaddell & ReedEdward Jones$10003-09-2009
David Charles BetzWaddell & ReedMorgan Stanley & Co. Incorporated03-10-2009
Lawrence Michael WastiWaddell & ReedUBS Financial Services Inc.$25003-20-2009
Michael Keith NapierWaddell & ReedNfp Advisor Services$10003-24-2009
Jack Phillip GrimesWaddell & ReedAmeriprise Financial Services, Inc.$25003-26-2009
Christopher S PulosWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2009
Jacob William CuthbertWaddell & ReedPFS Investments Inc.$10004-07-2009
John Robert ClawsonWaddell & ReedUBS Financial Services Inc.$10004-14-2009
Steven James FondaWaddell & ReedCitigroup Global Markets Inc.04-17-2009
Timothy Warren BennettWaddell & ReedCitigroup Global Markets Inc.04-17-2009
Eric Vaughn SligerWaddell & ReedInvestment Centers of America, Inc.04-22-2009
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Showing 1 to 25 of 901 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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