Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Phillip GrimesWaddell & ReedAmeriprise Financial Services, Inc.03-26-2009
Paul Kenneth Foley Jr.Waddell & ReedAmeriprise Financial Services, Inc.07-23-2009
Kevin John HafficsWaddell & ReedAmeriprise Financial Services, Inc.05-20-2010
James WongWaddell & ReedAmeriprise Financial Services, Inc.$10005-03-2011
Bethany Iris ZinckWaddell & ReedAmeriprise Financial Services, Inc.09-21-2011
Russell James WhidbeeWaddell & ReedAmeriprise Financial Services, Inc.10-03-2011
Scott Allen MelzerWaddell & ReedAmeriprise Financial Services, Inc.10-03-2011
Mesmin PelerinWaddell & ReedAmeriprise Financial Services, Inc.$1006-07-2012
John Leon KozarWaddell & ReedAmeriprise Financial Services, Inc.07-03-2012
Catherine Ann FosterWaddell & ReedAmeriprise Financial Services, Inc.07-09-2012
Gary BouchWaddell & ReedAmeriprise Financial Services, Inc.$5704-22-2013
Laura V. BareWaddell & ReedAmeriprise Financial Services, Inc.05-13-2015
Feng Kou ChenWaddell & ReedAmeriprise Financial Services, Inc.09-03-2015
Barry CraineWaddell & ReedAmeriprise Financial Services, Inc.10-30-2015
Derek GreeffWaddell & ReedAmeriprise Financial Services, Inc.$7111-13-2015
Kevin Kingsley HolmesWaddell & ReedAmeriprise Financial Services, Inc.12-16-2015
David Odean HeardWaddell & ReedAmeriprise Financial Services, Inc.06-03-2016
James Clemens DuncombeWaddell & ReedAmeriprise Financial Services, Inc.$1007-08-2016
Gary Michael PawliczekWaddell & ReedAmeriprise Financial Services, Inc.$5008-26-2016
Robert James RalstonWaddell & ReedAmeriprise Financial Services, Inc.10-26-2016
Brian Jeoffrey MunsonWaddell & ReedAmeriprise Financial Services, Inc.12-21-2016
Christopher Matthew ScelsaWaddell & ReedAmeriprise Financial Services, Inc.01-25-2017
Gwen Lily MartinWaddell & ReedAmeriprise Financial Services, Inc.$1005-09-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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