Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terrence Michael Sterling HassanallyWaddell & ReedAmeriprise Financial Services, Inc.07-17-2015
Tamara Juanice FaraoneWaddell & ReedAmeriprise Financial Services, Inc.10-23-2009
Stephen Reidar FastWaddell & ReedAmeriprise Financial Services, Inc.$25004-12-2012
Scott Douglas CramerWaddell & ReedAmeriprise Financial Services, Inc.$10008-17-2015
Scott Allen MelzerWaddell & ReedAmeriprise Financial Services, Inc.$10010-03-2011
Saul Richard GreeneWaddell & ReedAmeriprise Financial Services, Inc.$25005-13-2009
Russell James WhidbeeWaddell & ReedAmeriprise Financial Services, Inc.$10010-03-2011
Robert James RalstonWaddell & ReedAmeriprise Financial Services, Inc.$10010-26-2016
Robert Dean Harris Jr.Waddell & ReedAmeriprise Financial Services, Inc.$50008-01-2011
Philip B PashoWaddell & ReedAmeriprise Financial Services, Inc.$10006-24-2010
Peter Jacob Hunter-HansonWaddell & ReedAmeriprise Financial Services, Inc.$10003-01-2016
Paul Kenneth Foley Jr.Waddell & ReedAmeriprise Financial Services, Inc.$10007-23-2009
Mike Schaefer, Michael Berges, Dustin McWhirter, Darien Fritts, Steven LundeenWaddell & ReedAmeriprise Financial Services, Inc.$15302-20-2015
Michael Joseph LobmeyerWaddell & ReedAmeriprise Financial Services, Inc.03-15-2011
Mesmin PelerinWaddell & ReedAmeriprise Financial Services, Inc.$10006-07-2012
Matthew Brian EstelWaddell & ReedAmeriprise Financial Services, Inc.$10003-26-2014
Marc Lawrence HamiltonWaddell & ReedAmeriprise Financial Services, Inc.$10002-23-2011
Lawrence Hubert ParkerWaddell & ReedAmeriprise Financial Services, Inc.$10002-07-2014
Laura V. BareWaddell & ReedAmeriprise Financial Services, Inc.05-13-2015
Kevin WileyWaddell & ReedAmeriprise Financial Services, Inc.$17001-13-2017
Kevin Kingsley HolmesWaddell & ReedAmeriprise Financial Services, Inc.12-16-2015
Kevin John HafficsWaddell & ReedAmeriprise Financial Services, Inc.$10005-20-2010
Kenneth Dean HinkleWaddell & ReedAmeriprise Financial Services, Inc.07-05-2016
Kelvin Kun Kau WongWaddell & ReedAmeriprise Financial Services, Inc.04-01-2016
Justin Samuel DuncombeWaddell & ReedAmeriprise Financial Services, Inc.07-08-2016
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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