Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emilio LiraWaddell & ReedEdward Jones$10010-01-2019
Steele NewmanWaddell & ReedEdward Jones$15007-12-2019
Thomas Charles DeanWaddell & ReedEdward Jones08-20-2018
Jeffrey Lee GoffWaddell & ReedEdward Jones$15003-13-2018
Janice Harriet McCauleyWaddell & ReedEdward Jones$50012-20-2017
Peter Todd FitzmyersWaddell & ReedEdward Jones07-21-2017
Christian Michael GoekeWaddell & ReedEdward Jones07-25-2016
Peter T NguyenWaddell & ReedEdward Jones07-18-2016
Michael Fayne McKinnis Jr.Waddell & ReedEdward Jones$25007-15-2016
Ross William HalseyWaddell & ReedEdward Jones$15005-05-2016
Frederick Focke MischlerWaddell & ReedEdward Jones05-03-2016
John Harley CatlinWaddell & ReedEdward Jones04-07-2016
Timothy Alan GarbeWaddell & ReedEdward Jones03-18-2016
Jonathan Michael SchoeneckWaddell & ReedEdward Jones03-03-2016
Charles Clayton YouslingWaddell & ReedEdward Jones$10002-29-2016
Jeremy Lee PardueWaddell & ReedEdward Jones02-29-2016
Luke Elvin Joseph WillWaddell & ReedEdward Jones01-21-2016
Jon R RoyerWaddell & ReedEdward Jones12-18-2015
Jason R. HuppWaddell & ReedEdward Jones12-11-2015
Maureen ZeuginWaddell & ReedEdward Jones11-10-2015
Donald LoganWaddell & ReedEdward Jones$10010-05-2015
Anna Marie LicataWaddell & ReedEdward Jones08-31-2015
Jeffrey Scott StonebergWaddell & ReedEdward Jones08-21-2015
Susanne Marie CaninWaddell & ReedEdward Jones$10006-29-2015
William Courtney FayWaddell & ReedEdward Jones$25005-29-2015
Next Page »

Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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