Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Joyce PearsonWaddell & ReedMetLife Securities Inc.02-08-2017
Chase Kent SmithWaddell & ReedMetLife Securities Inc.10-05-2016
Coleton BooneWaddell & ReedMetLife Securities Inc.08-23-2016
Judith Wolcott FrantzWaddell & ReedMetLife Securities Inc.$2507-15-2016
Jean Robert Metayer Jr.Waddell & ReedMetLife Securities Inc.06-07-2016
Rufus J. Baldwin IIWaddell & ReedMetLife Securities Inc.$5010-26-2015
William Ferrell AlbinWaddell & ReedMetLife Securities Inc.$104-23-2015
Pawel Eryck SzottWaddell & ReedMetLife Securities Inc.$5004-23-2015
Sean Lewis DobranichWaddell & ReedMetLife Securities Inc.$5004-23-2015
Taina Shylene GudeWaddell & ReedMetLife Securities Inc.04-23-2015
Robert Mason BozworthWaddell & ReedMetLife Securities Inc.04-23-2015
Mark Keith NelsonWaddell & ReedMetLife Securities Inc.03-05-2015
James Bernard MengeringhausenWaddell & ReedMetLife Securities Inc.02-19-2015
Gregory Delbert BrownWaddell & ReedMetLife Securities Inc.01-26-2015
Thomas Charles MartinWaddell & ReedMetLife Securities Inc.03-06-2014
Robert Mark SchaafWaddell & ReedMetLife Securities Inc.03-04-2014
Felix Ramon Muniz Jr.Waddell & ReedMetLife Securities Inc.01-02-2014
Gale Ann BrodieWaddell & ReedMetLife Securities Inc.$5012-13-2013
Tonia Sharda RyanWaddell & ReedMetLife Securities Inc.12-13-2013
Nona Parmelee BelousWaddell & ReedMetLife Securities Inc.$1011-15-2013
Vanessa AldapeWaddell & ReedMetLife Securities Inc.03-25-2013
Mark Thomas DoddWaddell & ReedMetLife Securities Inc.12-04-2012
Mark Anthony NehraWaddell & ReedMetLife Securities Inc.11-29-2012
Bruce A. SkowronskiWaddell & ReedMetLife Securities Inc.09-26-2012
Raul Enrique JacobsWaddell & ReedMetLife Securities Inc.05-10-2012
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.