Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Rees KingWaddell & ReedU.S. Bancorp Investments, Inc.$10011-10-2017
Mathieu Allen FairbandWaddell & ReedU.S. Bancorp Investments, Inc.$7409-22-2017
David Prescott OsterbrockWaddell & ReedU.S. Bancorp Investments, Inc.04-21-2017
Douglas Edward HardinWaddell & ReedU.S. Bancorp Investments, Inc.$8804-07-2017
William Blaine BurtonWaddell & ReedU.S. Bancorp Investments, Inc.$1410-21-2016
Juan Burdette OldhamWaddell & ReedU.S. Bancorp Investments, Inc.$5010-21-2016
William Thomas GustafsonWaddell & ReedU.S. Bancorp Investments, Inc.04-28-2016
Jeffrey David ShrivesWaddell & ReedU.S. Bancorp Investments, Inc.08-06-2015
Timothy Patrick ReeseWaddell & ReedU.S. Bancorp Investments, Inc.03-31-2015
Melissa Lynn PenningtonWaddell & ReedU.S. Bancorp Investments, Inc.03-31-2015
Sonja Marie GriffithWaddell & ReedU.S. Bancorp Investments, Inc.$109-05-2014
Andrew Michael LawrenceWaddell & ReedU.S. Bancorp Investments, Inc.06-02-2014
Ronald Raymond CastrogiovanniWaddell & ReedU.S. Bancorp Investments, Inc.$2509-30-2013
Lex John DrollingerWaddell & ReedU.S. Bancorp Investments, Inc.08-22-2012
Matthew Lee AustinWaddell & ReedU.S. Bancorp Investments, Inc.06-13-2011
Jeffrey Lynn ColemanWaddell & ReedU.S. Bancorp Investments, Inc.08-19-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.