Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Eugene EspyWaddell & ReedEdward Jones$5004-08-2020
Brian James TollefsonWaddell & ReedCommonwealth Financial Network01-06-2020
Dion Roy ServentiWaddell & ReedBBVA Securities Inc.05-14-2019
James Edward PonteWaddell & ReedWaddell & Reed03-01-2019
Shalana Denise PooleWaddell & ReedJ.P. Morgan Securities LLC$1011-03-2017
Annette Louise PetzelWaddell & ReedBrooklight Place Securities, Inc.03-16-2017
Marie Anne BurnsWaddell & ReedVanguard Marketing Corporation09-02-2016
Joshua R. LeblancWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Peter T. NguyenWaddell & ReedEdward Jones07-18-2016
Lance Neal DahmerWaddell & ReedFirst Allied Securities, Inc.$5007-08-2016
Robert D. MorganWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2016
Douglas Franklin TeelWaddell & ReedCountry Capital Management Company01-13-2016
Carlos MalagonWaddell & ReedPNC Investments11-06-2015
James Bernard MengeringhausenWaddell & ReedMetLife Securities Inc.02-19-2015
Chad Michael WinnWaddell & ReedWells Fargo Clearing Services, LLC$2512-05-2014
Rosh K. MangalatWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2014
Frank Ernest LaskoWaddell & ReedWells Fargo Clearing Services, LLC$2510-08-2014
Robin S ReedWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2014
Eva ObregonWaddell & ReedEdward Jones05-28-2014
Darrell Taylor RichWaddell & ReedEdward Jones03-31-2014
Lawrence Hubert ParkerWaddell & ReedAmeriprise Financial Services, LLC$1002-07-2014
Diane H. GropperWaddell & ReedProEquities, Inc.12-23-2013
Paul M. HadeedWaddell & ReedEdward Jones09-23-2013
Brandon J. ValentineWaddell & ReedEdward Jones$2509-19-2013
Gary John KortynaWaddell & ReedCountry Capital Management Company07-31-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.