Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert James DiekemaWaddell & ReedWaddell & Reed02-22-2019
James R. CarnaghiWaddell & ReedSigma Financial Corporation09-28-2018
Frank J AlbanoWaddell & ReedParkland Securities, LLC$15010-02-2017
Christopher David HarrisWaddell & ReedSignator Investors, Inc.10-06-2016
Kenneth Alan GassWaddell & ReedB. Riley Wealth Management$1008-19-2016
Angia M. McGeorgeWaddell & ReedPFS Investments Inc.05-18-2016
David E. MannWaddell & ReedB. Riley Wealth Management$1005-17-2016
William George Fisher Connell IIWaddell & ReedB. Riley Wealth Management$10005-17-2016
Albert Tyler TynesWaddell & ReedSigma Financial Corporation02-01-2016
David Brian AltwergerWaddell & ReedMorgan Stanley$1001-25-2016
Andrew William GossWaddell & ReedSummit Brokerage Services, Inc.01-19-2016
Melissa K. HendgesWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2016
Ernest Dale AndersonWaddell & ReedVoisard Asset Management Group11-30-2015
William Courtney FayWaddell & ReedEdward Jones$2505-29-2015
John David ShubertWaddell & ReedFarmers Financial Solutions, LLC04-16-2015
Mark Michael FryeWaddell & ReedNorthwestern Mutual Investment Services, LLC02-24-2015
Kenneth Charles ZehnderWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2014
Robert James DiekemaWaddell & ReedNYLIFE Securities LLC10-24-2014
Aaron W. HollisterWaddell & ReedMorgan Stanley06-23-2014
Martha S. WilliamsWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-16-2014
Mark Frank Pauwels Jr.Waddell & ReedSagePoint Financial, Inc.04-25-2014
Daniel James LauraineWaddell & ReedThe Huntington Investment Company08-01-2013
Nicholas P. BakkerWaddell & ReedJ.P. Morgan Securities LLC07-19-2013
Lauryn Aisha WilliamsWaddell & ReedForesters Financial Services, Inc.05-10-2013
Steven Matthew EllsworthWaddell & ReedMML Investors Services, LLC05-08-2013
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.