Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher David HarrisWaddell & ReedSignator Investors, Inc.10-06-2016
Kenneth Alan GassWaddell & ReedB. Riley Wealth Management08-19-2016
Angia M. McgeorgeWaddell & ReedPFS Investments Inc.05-18-2016
David Elliott MannWaddell & ReedB. Riley Wealth Management$1005-17-2016
William George Fisher Connell IIWaddell & ReedB. Riley Wealth Management$1,50005-17-2016
Albert Tyler TynesWaddell & ReedSigma Financial Corporation$102-01-2016
David Brian AltwergerWaddell & ReedMorgan Stanley01-25-2016
Andrew William GossWaddell & ReedSummit Brokerage Services, Inc.01-19-2016
David Claude RobertsWaddell & ReedMML Investors Services, LLC12-08-2015
Ernest Dale AndersonWaddell & ReedVoisard Asset Management Group11-30-2015
William Courtney FayWaddell & ReedEdward Jones05-29-2015
JOHN DAVID SHUBERTWaddell & ReedFarmers Financial Solutions, LLC04-16-2015
Mark Michael FryeWaddell & ReedNorthwestern Mutual Investment Services, LLC02-24-2015
Kenneth Charles ZehnderWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2014
ROBERT JAMES DIEKEMAWaddell & ReedNYLIFE Securities LLC10-24-2014
Aaron W HollisterWaddell & ReedMorgan Stanley06-23-2014
Martha Stucki WilliamsWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2014
Mark Frank Pauwels Jr.Waddell & ReedSagePoint Financial, Inc.04-25-2014
Daniel James LauraineWaddell & ReedThe Huntington Investment Company08-01-2013
Nicholas Paul BakkerWaddell & ReedJ.P. Morgan Securities LLC07-19-2013
Lauryn Aisha WilliamsWaddell & ReedForesters Financial Services, Inc.05-10-2013
Steven Matthew EllsworthWaddell & ReedMML Investors Services, LLC05-08-2013
J-Thaddeus Peter McgaffeyWaddell & ReedAmeriprise Financial Services, Inc.05-07-2013
Lisa Anne DeanWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-15-2013
Vasilios Adam ManiosWaddell & ReedForesters Financial Services, Inc.02-05-2013
Next Page »

Showing 1 to 25 of 37 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.