Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Edward BrandWaddell & ReedWells Fargo Clearing Services, LLC02-13-2020
Michael Jesse BlackWaddell & ReedAtaraxis Financial, LLC01-16-2020
Theresa FerriseWaddell & ReedThrivent Investment Management Inc.12-02-2019
Gwen Lily MartinWaddell & ReedAmeriprise Financial Services, LLC$1005-09-2019
Thomas Charles DeanWaddell & ReedEdward Jones08-20-2018
Rahn Dee HagbergWaddell & ReedAssured Retirement Financial Group, Inc.07-03-2018
Steven Kim MitchellWaddell & ReedThrivent Investment Management Inc.07-12-2016
Erica Suzanne FultzWaddell & ReedThrivent Investment Management Inc.06-15-2016
Bruce Daniel BarronWaddell & ReedUBS Financial Services Inc.04-29-2016
Peter Jacob Hunter-HansonWaddell & ReedAmeriprise Financial Services, LLC03-01-2016
Scott Allen BoschWaddell & ReedThrivent Investment Management Inc.02-02-2016
Steven Victor KajalaWaddell & ReedMorgan Stanley08-14-2015
Terrence Michael HassanallyWaddell & ReedAmeriprise Financial Services, LLC07-17-2015
Edmund Coleman Craft IIIWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2015
Tammis Archambo McMillanWaddell & ReedNew England Securities01-16-2015
Wilfred WongWaddell & ReedEdward Jones$5010-31-2014
Timothy D. EvansonWaddell & ReedAllstate Financial Services, LLC10-17-2014
Brett Robert KahnertWaddell & ReedAmeriprise Financial Services, LLC$107-28-2014
Brian Andrew BurgesonWaddell & ReedEdward Jones$1006-12-2014
Matthew Brian EstelWaddell & ReedAmeriprise Financial Services, LLC$1003-26-2014
Adam Christopher GranthamWaddell & ReedThrivent Investment Management Inc.02-14-2014
Ashton G. PankoninWaddell & ReedEdward Jones12-13-2013
Randal Jay JohnsrudWaddell & ReedPark Avenue Securities LLC11-15-2013
Peter Hedge KingWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2013
Pradeep Harsh SukhaniWaddell & ReedWTS Proprietary Trading Group LLC02-04-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.