Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wilfred WongWaddell & ReedEdward Jones$5010-31-2014
Timothy D. EvansonWaddell & ReedAllstate Financial Services, LLC10-17-2014
Thomas Edward BrandWaddell & ReedWells Fargo Clearing Services, LLC02-13-2020
Thomas Charles DeanWaddell & ReedEdward Jones08-20-2018
Thomas Allan MillerWaddell & ReedMorgan Stanley$1009-25-2009
Theresa FerriseWaddell & ReedThrivent Investment Management Inc.12-02-2019
Terrence Michael HassanallyWaddell & ReedAmeriprise Financial Services, LLC07-17-2015
Tammis Archambo McMillanWaddell & ReedNew England Securities01-16-2015
Steven Victor KajalaWaddell & ReedMorgan Stanley08-14-2015
Steven Kim MitchellWaddell & ReedThrivent Investment Management Inc.07-12-2016
Scott Allen BoschWaddell & ReedThrivent Investment Management Inc.02-02-2016
Robert Walter ReynoldsWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-29-2012
Randal Jay JohnsrudWaddell & ReedPark Avenue Securities LLC11-15-2013
Rahn Dee HagbergWaddell & ReedAssured Retirement Financial Group, Inc.07-03-2018
Pradeep Harsh SukhaniWaddell & ReedWTS Proprietary Trading Group LLC02-04-2013
Peter Jacob Hunter-HansonWaddell & ReedAmeriprise Financial Services, LLC03-01-2016
Peter Hedge KingWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2013
Patrick Joseph WalshWaddell & ReedEdward Jones04-12-2011
Michael Jesse BlackWaddell & ReedAtaraxis Financial, LLC01-16-2020
Matthew Brian EstelWaddell & ReedAmeriprise Financial Services, LLC$1003-26-2014
Lindsay Lloyd HoyerWaddell & ReedPFS Investments Inc.07-26-2010
Julie Joyce RiemerWaddell & ReedEdward Jones05-20-2009
Joseph David DezielWaddell & ReedBlackRock Investments, LLC07-05-2012
John Albert BeiseWaddell & ReedNew England Securities12-02-2009
Jill Marie MinetteWaddell & ReedPFS Investments Inc.06-19-2009
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.