Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steele NewmanWaddell & ReedEdward Jones$15007-12-2019
Richard Holton IvesterWaddell & ReedKMS Financial Services, Inc.$3804-12-2019
Shu-Chun BaloghWaddell & ReedSecurities America, Inc.03-16-2018
Rhoman Sushant GoyenecheaWaddell & ReedWaddell & Reed12-19-2017
Gary J. KnoppWaddell & ReedWaddell & Reed05-26-2017
Kevin WileyWaddell & ReedAmeriprise Financial Services, LLC$1701-13-2017
Brian Jeoffrey MunsonWaddell & ReedAmeriprise Financial Services, LLC12-21-2016
Shawn Elmer BusbyWaddell & ReedQuestar Capital Corporation12-15-2016
Scott J. MeredithWaddell & ReedMorgan Stanley08-05-2016
Darren K. CrowWaddell & ReedMorgan Stanley04-21-2016
Charles Clayton YouslingWaddell & ReedEdward Jones02-29-2016
Donald LoganWaddell & ReedEdward Jones10-05-2015
Michele Mariko FullerWaddell & ReedLucia Securities, LLC08-27-2015
Holly Anne HunsingerWaddell & ReedJ.P. Morgan Securities LLC07-06-2015
Susanne Marie CaninWaddell & ReedEdward Jones06-29-2015
Dmitry YusimWaddell & ReedEdward Jones03-27-2015
Mark Keith NelsonWaddell & ReedMetLife Securities Inc.03-05-2015
David Roy KobusWaddell & ReedMorgan Stanley02-20-2015
Daniel Patrick NeuenfeldtWaddell & ReedEdward Jones01-23-2015
Lynn Marie ChambersWaddell & ReedTrutina Financial10-27-2014
Maynard AzoseWaddell & ReedEdward Jones06-12-2014
Andrew Michael LawrenceWaddell & ReedU.S. Bancorp Investments, Inc.06-02-2014
Ismael G. Campos Sr.Waddell & ReedRBC Capital Markets, LLC05-12-2014
Cassandra Ann SpitzerWaddell & ReedEdward Jones04-04-2014
Olivier P. MartinezWaddell & ReedFarmers Financial Solutions, LLC03-10-2014
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.