Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel R. KingWaddell and ReedU.S. Bancorp Investments$6311-11-2017
Shalana D. PooleWaddell and ReedJPMorgan Chase & Co.$6611-03-2017
Mathieu FairbandWaddell and ReedU.S. Bancorp Investments$7609-22-2017
David Prescott OsterbrockWaddell and ReedU.S. Bancorp Investments$7707-21-2017
Dale Von HoffmannWaddell and ReedBank of America Merrill Lynch$10406-16-2017
Louis Bosso, JrWaddell and ReedWells Fargo Advisors$6005-25-2017
Douglas HardinWaddell and ReedU.S. Bancorp Investments$5404-07-2017
John ChurchWaddell and ReedCetera$7501-06-2016
Derek GreeffWaddell and ReedAmeriprise Financial$7111-13-2015
John GordyWaddell and ReedJPMorgan Chase & Co.$10206-08-2015
William Albin, Sean Dobranich, Taina Gude, Pawel SzottWaddell and ReedMetLife Securities$8205-31-2015
Steven KouryWaddell and ReedJPMorgan Chase & Co.$6003-27-2015
Craig VentoWaddell and ReedJPMorgan Chase & Co.$5402-06-2015
Robert S. TremlettWaddell and ReedCharles Schwab$6010-23-2014
Brian ArmogidaWaddell and ReedEdward Jones$7808-22-2014
Leonard SykesWaddell and ReedRBC Wealth Management$5507-29-2014
William MyersWaddell and ReedLPL Financial$5707-17-2014
Andrew LawrenceWaddell and ReedU.S. Bancorp Investments$6806-02-2014
Steven KennyWaddell and ReedWells Fargo Advisors$5004-14-2014
Joseph L. BessWaddell and ReedJPMorgan Chase & Co.$5404-14-2014
Gary BouchWaddell and ReedAmeriprise Financial$5704-22-2013
Tricia GunterWaddell and ReedLPL Financial$5104-12-2013

Showing 1 to 22 of 22 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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