Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew LawrenceWaddell and ReedU.S. Bancorp Investments$6806-02-2014
Brian ArmogidaWaddell and ReedEdward Jones$7808-22-2014
Craig VentoWaddell and ReedJPMorgan Chase & Co.$5402-06-2015
Dale Von HoffmannWaddell and ReedBank of America Merrill Lynch$10406-16-2017
Daniel R. KingWaddell and ReedU.S. Bancorp Investments$6311-11-2017
David Prescott OsterbrockWaddell and ReedU.S. Bancorp Investments$7707-21-2017
Derek GreeffWaddell and ReedAmeriprise Financial$7111-13-2015
Douglas HardinWaddell and ReedU.S. Bancorp Investments$5404-07-2017
Gary BouchWaddell and ReedAmeriprise Financial$5704-22-2013
John ChurchWaddell and ReedCetera$7501-06-2016
John GordyWaddell and ReedJPMorgan Chase & Co.$10206-08-2015
Joseph L. BessWaddell and ReedJPMorgan Chase & Co.$5404-14-2014
Leonard SykesWaddell and ReedRBC Wealth Management$5507-29-2014
Louis Bosso, JrWaddell and ReedWells Fargo Advisors$6005-25-2017
Mathieu FairbandWaddell and ReedU.S. Bancorp Investments$7609-22-2017
Robert S. TremlettWaddell and ReedCharles Schwab$6010-23-2014
Shalana D. PooleWaddell and ReedJPMorgan Chase & Co.$6611-03-2017
Steven KennyWaddell and ReedWells Fargo Advisors$5004-14-2014
Steven KouryWaddell and ReedJPMorgan Chase & Co.$6003-27-2015
Tricia GunterWaddell and ReedLPL Financial$5104-12-2013
William Albin, Sean Dobranich, Taina Gude, Pawel SzottWaddell and ReedMetLife Securities$8205-31-2015
William MyersWaddell and ReedLPL Financial$5707-17-2014

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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