Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Glenn LovettWedbush Securities Inc.RBC Capital Markets, LLC02-14-2020
Tony David MayWedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated$10002-11-2020
Anthony Aries MolinaWedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated02-11-2020
Robert Francis TanseyWedbush Securities Inc.RBC Capital Markets, LLC$10001-31-2020
Andrew H. LeeWedbush Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Robert William KennallyWedbush Securities Inc.Morgan Stanley12-16-2019
Tuan Minh TranWedbush Securities Inc.Wells Fargo Clearing Services, LLC09-12-2019
Donald Lee GorschWedbush Securities Inc.UBS Financial Services Inc.08-21-2019
Michael Duane KrmpotichWedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated08-02-2019
Frank Carl Story Jr.Wedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated06-28-2019
Matthew Mackay KelleherWedbush Securities Inc.UBS Financial Services Inc.$15006-21-2019
Wendi J. DuboisWedbush Securities Inc.UBS Financial Services Inc.06-21-2019
Paul Mark BonacciniWedbush Securities Inc.Raymond James & Associates, Inc.$5006-11-2019
Noma Ketan PatelWedbush Securities Inc.AXA Advisors, LLC06-07-2019
Sean J K SatterfieldWedbush Securities Inc.Wells Fargo Clearing Services, LLC04-12-2019
Robert Sean HowardWedbush Securities Inc.Raymond James & Associates, Inc.$5004-05-2019
Hardeep SinghWedbush Securities Inc.Wells Fargo Clearing Services, LLC03-18-2019
Ryan Scott AllingWedbush Securities Inc.Edward Jones01-30-2019
Marvin EgorinWedbush Securities Inc.Wells Fargo Clearing Services, LLC$2501-18-2019
Donald Lee BagleyWedbush Securities Inc.Wells Fargo Clearing Services, LLC01-14-2019
Ken Marc HutkinWedbush Securities Inc.Morgan Stanley11-02-2018
Paul Matthew DelzioWedbush Securities Inc.Edward Jones09-26-2018
John Blair KnothWedbush Securities Inc.Morgan Stanley$15009-13-2018
Timothy Joseph CantyWedbush Securities Inc.Wells Fargo Clearing Services, LLC$2509-07-2018
Robin Curt HolcombWedbush Securities Inc.Ameriprise Financial Services, LLC$5007-31-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.