Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Mackay KelleherWedbush Securities Inc.UBS Financial Services Inc.$15006-21-2019
Paul Mark BonacciniWedbush Securities Inc.Raymond James & Associates, Inc.$5006-11-2019
Robert Sean HowardWedbush Securities Inc.Raymond James & Associates, Inc.$5004-05-2019
Hardeep SinghWedbush Securities Inc.Wells Fargo Clearing Services, LLC03-18-2019
Ryan Scott AllingWedbush Securities Inc.Edward Jones01-30-2019
Donald Lee BagleyWedbush Securities Inc.Wells Fargo Clearing Services, LLC$10001-14-2019
Timothy Joseph CantyWedbush Securities Inc.Wells Fargo Clearing Services, LLC$2509-07-2018
Robin Curt HolcombWedbush Securities Inc.Ameriprise Financial Services, Inc.$5007-31-2018
David Roger HironsWedbush Securities Inc.RBC Capital Markets, LLC$10005-25-2018
Alfred Phillip SternWedbush Securities Inc.Morgan Stanley$10004-04-2018
Jodi Marie LutzWedbush Securities Inc.Wells Fargo Clearing Services, LLC02-06-2018
Terrence Jeffrey FlynnWedbush Securities Inc.D.A. Davidson & Co.11-10-2017
Michael Benjamin JamesWedbush Securities Inc.T3 Trading Group, LLC10-23-2017
Terence Douglas WelshWedbush Securities Inc.D.A. Davidson & Co.10-16-2017
Jonathan R. NorbergWedbush Securities Inc.Standard Investment Chartered Incorporated01-30-2017
Ronald Benjamin LeftonWedbush Securities Inc.Standard Investment Chartered Incorporated01-27-2017
Jeffrey Dean OlssonWedbush Securities Inc.Raymond James Financial Services, Inc.12-27-2016
Scott David OlssonWedbush Securities Inc.Raymond James Financial Services, Inc.12-27-2016
Brian Jonathan MatzWedbush Securities Inc.Cooper McManus$10112-20-2016
John Joseph ArnoldWedbush Securities Inc.Raymond James & Associates, Inc.$10009-21-2016
Vincent BurkeWedbush Securities Inc.Wells Fargo Clearing Services, LLC09-16-2016
Francis Burke DempseyWedbush Securities Inc.CRT Capital Group LLC09-09-2016
Dru W ArgueWedbush Securities Inc.UBS Financial Services Inc.$10009-02-2016
Karl Austin PettijohnWedbush Securities Inc.J.P. Morgan Securities LLC$10005-26-2016
Sylvia Szabo-LarsonWedbush Securities Inc.Wells Fargo Clearing Services, LLC$5002-24-2016
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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