Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart Irwin KaplanWedbush Securities Inc.UBS Financial Services Inc.$2501-07-2009
Carol Valentin Munoz JrWedbush Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-26-2009
Charles Paul LazzaroWedbush Securities Inc.First Wall Street Corp.$15002-04-2009
Gregory Lawrence JacobsWedbush Securities Inc.Morgan Stanley & Co. LLC$5002-11-2009
Jeffrey Allen HegstromWedbush Securities Inc.Citigroup Global Markets Inc.02-13-2009
Lawrence Steven MannersWedbush Securities Inc.UBS Financial Services Inc.$5003-25-2009
Paul Allen MathesonWedbush Securities Inc.UBS Financial Services Inc.03-30-2009
Kevin James JordanWedbush Securities Inc.UBS Financial Services Inc.$5004-15-2009
George Jimenez Herrera SrWedbush Securities Inc.UBS Financial Services Inc.$5004-21-2009
Christopher Paul BoescheWedbush Securities Inc.UBS Financial Services Inc.$5004-22-2009
Kurt Edwin MarkgrafWedbush Securities Inc.UBS Financial Services Inc.$2504-24-2009
Lori Elaine CallahanWedbush Securities Inc.UBS Financial Services Inc.$5004-24-2009
Bradley Lester SwainWedbush Securities Inc.UBS Financial Services Inc.$2504-24-2009
Donald Patton ScottWedbush Securities Inc.UBS Financial Services Inc.$5004-27-2009
Mark David BrowningWedbush Securities Inc.Citigroup Global Markets Inc.$2505-01-2009
William Edwin WhitneyWedbush Securities Inc.D.A. Davidson & Co.$1905-19-2009
Randy Lyvonne GreeneWedbush Securities Inc.UBS Financial Services Inc.$2505-22-2009
Mark Fletcher BlalockWedbush Securities Inc.Wells Fargo Clearing Services, LLC06-01-2009
Timothy Burr SmithWedbush Securities Inc.Wells Fargo Clearing Services, LLC$5007-17-2009
Christopher Andrew HendersonWedbush Securities Inc.Banc of America Investment Services, Inc.07-31-2009
Gene Sam WongWedbush Securities Inc.UBS Financial Services Inc.08-26-2009
Brian Douglas RaatWedbush Securities Inc.UBS Financial Services Inc.$5010-09-2009
Edwin Eugene DoerffelWedbush Securities Inc.UBS Financial Services Inc.12-02-2009
James Reeve LarewWedbush Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2009
Laurie Beckwith McCormickWedbush Securities Inc.Commonwealth Financial Network$2501-04-2010
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.