Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Lee GorschWedbush Securities Inc.UBS Financial Services Inc.08-21-2019
Matthew Mackay KelleherWedbush Securities Inc.UBS Financial Services Inc.$15006-21-2019
Wendi J. DuboisWedbush Securities Inc.UBS Financial Services Inc.06-21-2019
Dru W ArgueWedbush Securities Inc.UBS Financial Services Inc.$10009-02-2016
Ted W. HawksWedbush Securities Inc.UBS Financial Services Inc.06-05-2015
James Caldwell LawsonWedbush Securities Inc.UBS Financial Services Inc.10-24-2012
Jonathan Robert PosterWedbush Securities Inc.UBS Financial Services Inc.$2505-28-2010
Anthony Duvall LeeWedbush Securities Inc.UBS Financial Services Inc.04-23-2010
John Alt CrumplarWedbush Securities Inc.UBS Financial Services Inc.$10002-19-2010
Edwin Eugene DoerffelWedbush Securities Inc.UBS Financial Services Inc.$1012-02-2009
Brian Douglas RaatWedbush Securities Inc.UBS Financial Services Inc.10-09-2009
Gene Sam WongWedbush Securities Inc.UBS Financial Services Inc.$5008-26-2009
Lorin B VogelWedbush Securities Inc.UBS Financial Services Inc.05-26-2009
Randy Lyvonne GreeneWedbush Securities Inc.UBS Financial Services Inc.$10005-22-2009
Daniel Saam BennionWedbush Securities Inc.UBS Financial Services Inc.05-05-2009
Michael Daniel BarisWedbush Securities Inc.UBS Financial Services Inc.05-01-2009
Donald Patton ScottWedbush Securities Inc.UBS Financial Services Inc.$5004-27-2009
Kurt Edwin MarkgrafWedbush Securities Inc.UBS Financial Services Inc.04-24-2009
Lori Elaine CallahanWedbush Securities Inc.UBS Financial Services Inc.04-24-2009
Bradley Lester SwainWedbush Securities Inc.UBS Financial Services Inc.$5004-24-2009
Christopher Paul BoescheWedbush Securities Inc.UBS Financial Services Inc.04-22-2009
George Jimenez Herrera Sr.Wedbush Securities Inc.UBS Financial Services Inc.04-21-2009
Kevin James JordanWedbush Securities Inc.UBS Financial Services Inc.$5004-15-2009
Paul Allen MathesonWedbush Securities Inc.UBS Financial Services Inc.03-30-2009
Lawrence Steven MannersWedbush Securities Inc.UBS Financial Services Inc.$5003-25-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.