Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Gibbons, Stephen MarohlWells Fargo AdvisorsRBC Wealth Management$9204-19-2012
Jamie WaldrenWells Fargo AdvisorsMorgan Stanley Wealth Management$9604-19-2012
John PetersonWells Fargo AdvisorsMorgan Stanley Wealth Management$9304-19-2012
Leonard Bernstein, Robyn Fain, Tim Ridley, William LinkWells Fargo AdvisorsMorgan Stanley Wealth Management$16804-19-2012
Mark SetoWells Fargo AdvisorsBank of America Merrill Lynch$13704-19-2012
Robert Robbins, Colleen FarleyWells Fargo AdvisorsMorgan Stanley Wealth Management$18004-17-2012
Jennifer SulemanWells Fargo AdvisorsMorgan Stanley Wealth Management$30003-02-2012
Randy KeethWells Fargo AdvisorsRaymond James$20003-02-2012
Michael GreerWells Fargo AdvisorsBank of America Merrill Lynch$18302-17-2012
Robert Brien, Michael "Chip" Kazacos, Keith Baier, Christopher LaFountainWells Fargo AdvisorsMorgan Stanley Wealth Management$32002-17-2012
Ronald WinskiWells Fargo AdvisorsBank of America Merrill Lynch$10602-17-2012
Terrance FeeneyWells Fargo AdvisorsMorgan Stanley Wealth Management$11102-17-2012
Thomas Bird, Kenneth BarkmanWells Fargo AdvisorsMorgan Stanley Wealth Management$25002-17-2012
Avery Wilkins, Michael CoxWells Fargo AdvisorsMorgan Stanley Wealth Management$8401-24-2012
Christopher Zich, Kenneth Fruehauf, Thomas Buhl, Keeland HoweWells Fargo AdvisorsUBS Financial Services$42401-24-2012
Matthew MontiniWells Fargo AdvisorsUBS Financial Services$22001-24-2012
Patrick LoweWells Fargo AdvisorsBank of America Merrill Lynch$14012-10-2011
Richard Ranieri, David Roberts, Michael Rosenberg, Tonia DillonWells Fargo AdvisorsMorgan Stanley Wealth Management$54512-07-2011
Floyd Gilbert BickelWells Fargo AdvisorsMorgan Stanley Wealth Management$12911-23-2011
Zoran VazWells Fargo AdvisorsDavid Lerner Associates$11111-10-2011
Gregory Smith, Philip Stevens, Jeffery PriceWells Fargo AdvisorsMorgan Stanley Wealth Management$10511-01-2011
Joseph JaworskiWells Fargo AdvisorsMorgan Stanley Wealth Management$15210-18-2011
Robert Iorii, Sr., Robert Iorii, Jr.Wells Fargo AdvisorsUBS Financial Services$15010-18-2011
Daniel MurphyWells Fargo AdvisorsUBS Financial Services$30108-02-2011
Gregory WrightWells Fargo AdvisorsUBS Financial Services$13608-02-2011
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Showing 251 to 275 of 300 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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