Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Weissman, Ronald EpplerWells Fargo AdvisorsTelemus Investment Brokers$13108-02-2011
Brendan R. LewisWells Fargo AdvisorsEdward Jones$7006-24-2011
Chris N. Williams, Vernon Hanssen, Robb FarrWells Fargo AdvisorsMorgan Stanley Wealth Management$13003-02-2011
David CooperWells Fargo AdvisorsMorgan Stanley Wealth Management$10701-11-2011
Thomas BarnesWells Fargo AdvisorsHilliard Lyons$9311-24-2010
Valli Kindred, Chad StephensWells Fargo AdvisorsMorgan Stanley Wealth Management$17011-08-2010
Gary Bezilla, Alan KinneyWells Fargo AdvisorsBank of America Merrill Lynch$45011-04-2010
Thomas PappasWells Fargo AdvisorsMorgan Stanley Wealth Management$9911-04-2010
Ken Marker, Margo ShepardWells Fargo AdvisorsMorgan Stanley Wealth Management$30010-25-2010
Harry Sherdil, Nestor Belmonte, Kimberly TobiasWells Fargo AdvisorsBancwest Investment Services$15010-11-2010
Craig CampbellWells Fargo AdvisorsBank of America Merrill Lynch$14610-07-2010
Mark BukowskiWells Fargo AdvisorsBank of America Merrill Lynch$30009-27-2010
Todd KrempaskyWells Fargo AdvisorsUBS Financial Services09-27-2010
Matt OttuschWells Fargo AdvisorsUBS Financial Services09-08-2010
Stephen LawrenceWells Fargo AdvisorsNorthern Trust$24008-05-2010
Edward WilsonWells Fargo AdvisorsJPMorgan Chase & Co.$16706-23-2010
Michael SharenowWells Fargo AdvisorsRBC Wealth Management$23506-23-2010
Raymond HayesWells Fargo AdvisorsRBC Wealth Management$32506-23-2010
Joseph Hurston, Richard Moore, Robert SimmonsWells Fargo AdvisorsMorgan Stanley Wealth Management$19206-18-2010
Robert Baker, Edmund IannacconeWells Fargo AdvisorsUBS Financial Services$21406-08-2010
Edward Bell, Greg FarahWells Fargo AdvisorsUBS Financial Services$22005-18-2010
Frederick Glasser Jr.Wells Fargo AdvisorsUBS Financial Services$15005-17-2010
Lewis Blalock, Daniel BotyosWells Fargo AdvisorsBank of America Merrill Lynch$11005-17-2010
Steven SellmanWells Fargo AdvisorsRBC Wealth Management$13305-17-2010
John Choudhary, Anne-Day McCabeWells Fargo AdvisorsUBS Financial Services$11003-25-2010
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Showing 276 to 300 of 300 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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