Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David SpellWells Fargo AdvisorsUBS Financial Services$8603-27-2014
Gary J. PareseWells Fargo AdvisorsMorgan Stanley Wealth Management$27003-14-2014
Mark PhillipsWells Fargo AdvisorsMorgan Stanley Wealth Management$12003-14-2014
Thomas NolanWells Fargo AdvisorsMorgan Stanley Wealth Management$10003-14-2014
Barry D. MasciWells Fargo AdvisorsMorgan Stanley Wealth Management$9003-07-2014
Bruce GelfandWells Fargo AdvisorsUBS Financial Services$8912-18-2013
Andrew Townes, Don Parsons, Charlie Mitchell Wells Fargo AdvisorsUBS Financial Services$25512-05-2013
Thomas Penrose, Dave EngelWells Fargo AdvisorsMorgan Stanley Wealth Management$25012-04-2013
Michael MondelloWells Fargo AdvisorsEdward Jones$7512-01-2013
John Feast, Mary MarettWells Fargo AdvisorsJanney Montgomery Scott$10611-27-2013
Andrew Jacobson, Shawn Hare, Gregory HoelzelWells Fargo AdvisorsMorgan Stanley Wealth Management$18511-21-2013
Matthew J. Sotland, Donald J. BorowiakWells Fargo AdvisorsUBS Financial Services$12910-15-2013
Perry Bacon, Dan RacicotWells Fargo AdvisorsMorgan Stanley Wealth Management$10510-11-2013
Robert Alpert, Charles Ladenheim, Robert Fusaro, Michael MontuoriWells Fargo AdvisorsMorgan Stanley Wealth Management$109-27-2013
Michael Climer, Wes ClimerWells Fargo AdvisorsBank of America Merrill Lynch$22009-25-2013
John Phillips, Darrell Jones, Scott DickersonæWells Fargo AdvisorsUBS Financial Services$21909-16-2013
John P. Toman, Johanna A. TomanWells Fargo AdvisorsMorgan Stanley Wealth Management$23508-23-2013
Louis V. Walsh IVWells Fargo AdvisorsUBS Financial Services$28707-29-2013
Brian D. StewartWells Fargo AdvisorsMorgan Stanley Wealth Management$13007-26-2013
Eric A. ZakarinWells Fargo AdvisorsMorgan Stanley Wealth Management$26107-12-2013
Courtenay Hathcock, Frederick Rossetter, William BlackWells Fargo AdvisorsUBS Financial Services$41806-28-2013
Brian A. StahlerWells Fargo AdvisorsMorgan Stanley Wealth Management$10805-31-2013
Peter Vrooman, Jonathan SarverWells Fargo AdvisorsRBC Wealth Management$12505-24-2013
Philip J. Weber Jr.Wells Fargo AdvisorsBank of America Merrill Lynch$12905-24-2013
J.D. JoyceWells Fargo AdvisorsUBS Financial Services$30605-23-2013
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Showing 151 to 175 of 300 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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