Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark FinnicumWells Fargo AdvisorsEdward Jones$8605-20-2013
Maureen McPeek, Ralph Lynch Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$48005-17-2013
Anthony Bavedas Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$10905-17-2013
John B. Lyon, Jeannette M. DobbynWells Fargo AdvisorsMorgan Stanley Wealth Management$36005-13-2013
Christian E. Burke, Jr., Jeff AltomariWells Fargo AdvisorsMorgan Stanley Wealth Management$16505-10-2013
Bruce T. McMillanWells Fargo AdvisorsBank of America Merrill Lynch$10504-26-2013
Greg BauerWells Fargo AdvisorsBank of America Merrill Lynch$7504-19-2013
Gary PollickWells Fargo AdvisorsMorgan Stanley Wealth Management$17804-18-2013
James A. HuntWells Fargo AdvisorsMorgan Stanley Wealth Management$18104-18-2013
Richard Meadows, Paul Seifert, Micheal FettigWells Fargo AdvisorsMorgan Stanley Wealth Management$26604-16-2013
Howard Mirvis, Larry HolmesWells Fargo AdvisorsMorgan Stanley Wealth Management$22003-28-2013
James P. Butler, James L. Butler, Neil ButlerWells Fargo AdvisorsBank of America Merrill Lynch$35603-28-2013
Betty Schutte-BoxWells Fargo AdvisorsEdward Jones$11203-21-2013
Robert McMannWells Fargo AdvisorsMorgan Stanley Wealth Management$16303-15-2013
Eric Whipple, Stephen CooperWells Fargo AdvisorsMorgan Stanley Wealth Management$19503-08-2013
Evan Meltzer. Edward Hill, Philip MeltzerWells Fargo AdvisorsMorgan Stanley Wealth Management$40003-05-2013
Sid Martin, Steve Clark, Wes KaufmanWells Fargo AdvisorsBank of America Merrill Lynch$68902-22-2013
Cynthia M. Boyle, D. Jordan Josey, John N. BoyleWells Fargo AdvisorsRaymond James$12502-15-2013
Geoffrey Silver, Sybil Fields, Adena SmithWells Fargo AdvisorsMorgan Stanley Wealth Management$95002-15-2013
Richard PowellWells Fargo AdvisorsMorgan Stanley Wealth Management$17602-15-2013
Lisa KernWells Fargo AdvisorsDavenport$10502-11-2013
Lawrence SchwartzWells Fargo AdvisorsMorgan Stanley Wealth Management$10602-08-2013
John DeLuca, John FabrisWells Fargo AdvisorsMorgan Stanley Wealth Management$24501-25-2013
Lisa Turner, Micheal MurrowWells Fargo AdvisorsMorgan Stanley Wealth Management$10801-18-2013
Melody FotiWells Fargo AdvisorsMorgan Stanley Wealth Management$12401-14-2013
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Showing 176 to 200 of 300 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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