Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Martin, Alfred Pasaoa, Michael RowlandWells Fargo AdvisorsBank of America Merrill Lynch$26701-11-2013
Tom Wozniak, Doug FreemanWells Fargo AdvisorsBank of America Merrill Lynch$21101-03-2013
Michelle R. LavigneWells Fargo AdvisorsUBS Financial Services$12011-09-2012
Rich CeffalioWells Fargo AdvisorsUBS Financial Services$16511-02-2012
Robert Shwedel, Andrea RothWells Fargo AdvisorsUBS Financial Services$19611-01-2012
Bradley GummowWells Fargo AdvisorsStifel Nicolaus & Co.$10010-25-2012
Nancy Johnson, Susan Ellena Wells Fargo AdvisorsMorgan Stanley Wealth Management$21010-15-2012
Andrew Siegel, Nickolaus Roeschley, William Kulesh Wells Fargo AdvisorsMorgan Stanley Wealth Management$23110-05-2012
David Greenleigh, Brian LutsWells Fargo AdvisorsMorgan Stanley Wealth Management$16009-25-2012
Robert Hart, Thomas Tonkovich Wells Fargo AdvisorsRBC Wealth Management$10709-15-2012
Wade C. Meeks, Curtis CoburnWells Fargo AdvisorsMorgan Stanley Wealth Management$13009-07-2012
Chris Queen, Peggy Etheridge, Jason Hofnagel Wells Fargo AdvisorsMorgan Stanley Wealth Management$20608-31-2012
W. Howard HumphreyWells Fargo AdvisorsBank of America Merrill Lynch$10108-24-2012
Robert Evans, Walt Shinault, Richard HastingsWells Fargo AdvisorsBank of America Merrill Lynch$25008-23-2012
Nancy K. MellonWells Fargo AdvisorsMorgan Stanley Wealth Management$6508-17-2012
Allen WilsonWells Fargo AdvisorsStifel Nicolaus & Co.$21208-10-2012
Pil HwangWells Fargo AdvisorsPhillips & Co. $12008-06-2012
Lance HubenyWells Fargo AdvisorsBank of America Merrill Lynch$9807-25-2012
Steve FreidinWells Fargo AdvisorsMorgan Stanley Wealth Management$11007-19-2012
Cynthia ColinWells Fargo AdvisorsMorgan Stanley Wealth Management$15407-17-2012
Jayme Lemaire, Jamie NowakowskiWells Fargo AdvisorsCitizens Bank$9607-13-2012
Jimmy Burns, Judd FlemingWells Fargo AdvisorsMorgan Stanley Wealth Management$14607-11-2012
Jack LobiancoWells Fargo AdvisorsUBS Financial Services$10907-09-2012
Jeff Drowos, Bryan DrowosWells Fargo AdvisorsMorgan Stanley Wealth Management$19806-29-2012
Arlin PennerWells Fargo AdvisorsMorgan Stanley Wealth Management$5006-26-2012
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Showing 201 to 225 of 300 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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