Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey M. FratarcangeliWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$42403-28-2014
Michael Climer, Wes ClimerWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$22009-25-2013
Philip J. Weber Jr.Wells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$12905-24-2013
Scott Christian, Cecil Loyd, Mike MastersWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$34505-03-2013
Bruce T. McMillanWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10504-26-2013
Greg BauerWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$7504-19-2013
Teresa M. Brokaw, Donald G. O'Neal, Trent J. O'NealWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$19304-12-2013
James P. Butler, James L. Butler, Neil ButlerWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$35603-28-2013
Sid Martin, Steve Clark, Wes KaufmanWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$68902-22-2013
Paul Martin, Alfred Pasaoa, Michael RowlandWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$26701-11-2013
Tom Wozniak, Doug FreemanWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$21101-03-2013
W. Howard HumphreyWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10108-24-2012
Robert Evans, Walt Shinault, Richard HastingsWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-23-2012
Lance HubenyWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$9807-25-2012
Michael Landsberg, Lewis Bennett, Anthony DubbanehWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$49306-19-2012
Salim KimiagarWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$17806-19-2012
Robert MorelandWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-07-2012
Richard Edwards, Scott BellWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$40005-16-2012
Mark SetoWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$13704-19-2012
Daniel Gilham, Daniel WoodsWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$11604-19-2012
Michael GreerWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$18302-17-2012
Ronald WinskiWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10602-17-2012
Patrick LoweWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$14012-10-2011
Gary Bezilla, Alan KinneyWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$45011-04-2010
Craig CampbellWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$14610-07-2010
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Showing 26 to 50 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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