Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Hurston, Richard Moore, Robert SimmonsWells Fargo AdvisorsMorgan Stanley$19206-18-2010
Ken Marker, Margo ShepardWells Fargo AdvisorsMorgan Stanley$30010-25-2010
Thomas PappasWells Fargo AdvisorsMorgan Stanley$9911-04-2010
Valli Kindred, Chad StephensWells Fargo AdvisorsMorgan Stanley$17011-08-2010
David CooperWells Fargo AdvisorsMorgan Stanley$10701-11-2011
Chris N. Williams, Vernon Hanssen, Robb FarrWells Fargo AdvisorsMorgan Stanley$13003-02-2011
Joseph JaworskiWells Fargo AdvisorsMorgan Stanley$15210-18-2011
Gregory Smith, Philip Stevens, Jeffery PriceWells Fargo AdvisorsMorgan Stanley$10511-01-2011
Floyd Gilbert BickelWells Fargo AdvisorsMorgan Stanley$12911-23-2011
Richard Ranieri, David Roberts, Michael Rosenberg, Tonia DillonWells Fargo AdvisorsMorgan Stanley$54512-07-2011
Avery Wilkins, Michael CoxWells Fargo AdvisorsMorgan Stanley$8401-24-2012
Robert Brien, Michael "Chip" Kazacos, Keith Baier, Christopher LaFountainWells Fargo AdvisorsMorgan Stanley$32002-17-2012
Thomas Bird, Kenneth BarkmanWells Fargo AdvisorsMorgan Stanley$25002-17-2012
Terrance FeeneyWells Fargo AdvisorsMorgan Stanley$11102-17-2012
Jennifer SulemanWells Fargo AdvisorsMorgan Stanley$30003-02-2012
Robert Robbins, Colleen FarleyWells Fargo AdvisorsMorgan Stanley$18004-17-2012
Leonard Bernstein, Robyn Fain, Tim Ridley, William LinkWells Fargo AdvisorsMorgan Stanley$16804-19-2012
Jamie WaldrenWells Fargo AdvisorsMorgan Stanley$9604-19-2012
John PetersonWells Fargo AdvisorsMorgan Stanley$9304-19-2012
Joel Blount, Larry Keudell, Mike MorrisonWells Fargo AdvisorsMorgan Stanley$36805-21-2012
Nicholas Boccella, Richard Defuccio, Lewis Rauter, Graham SmithWells Fargo AdvisorsMorgan Stanley$32205-21-2012
Jeff HuffWells Fargo AdvisorsMorgan Stanley$6506-05-2012
The McFadden GroupWells Fargo AdvisorsMorgan Stanley$26806-07-2012
Alan Metheny, David Clarke, Gary LedbetterWells Fargo AdvisorsMorgan Stanley$24406-07-2012
Robert SheltonWells Fargo AdvisorsMorgan Stanley$15506-07-2012
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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