Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harry Sherdil, Nestor Belmonte, Kimberly TobiasWells Fargo AdvisorsBancwest Investment Services$15010-11-2010
Bryce BordwellWells Fargo AdvisorsCitigroup$10005-16-2012
Victor RodriguezWells Fargo AdvisorsCity National Securities$35005-16-2012
Floe Financial PartnersWells Fargo AdvisorsLPL Financial LLC LLC$30006-06-2012
Doug HaskinWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$6602-01-2019
Jordan Varela, Raquel ReynoldsWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$30007-07-2017
Paul Zambriski, Tyler PolsonWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$29006-30-2017
David J. AndersonWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$13806-29-2017
Robert Duncan, Bradley Newman, Zachary BrevermanWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$40007-26-2016
Joseph Volz, William Hargrove, Anne NorrisWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$20505-23-2016
Bruce Lin, Michael Hartmeyer, Patrick ChanWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$14208-29-2014
Travis Barr, Marco CisnerosWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$22708-14-2014
Bruce T. McMillanWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10504-26-2013
Paul Martin, Alfred Pasaoa, Michael RowlandWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$26701-11-2013
Salim KimiagarWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$17806-19-2012
Richard Edwards, Scott BellWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$40005-16-2012
Michael GreerWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$18302-17-2012
Patrick LoweWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$14012-10-2011
Bernard SuissaWells Fargo AdvisorsMorgan Stanley$19310-11-2017
Michael MuehlWells Fargo AdvisorsMorgan Stanley$18010-11-2017
Matt Petersen, Dwayne Michael, Michael Budd, Brian Gibson, Randy Gibson, Andy CarriganWells Fargo AdvisorsMorgan Stanley$58708-25-2016
Kenneth IbbetsonWells Fargo AdvisorsMorgan Stanley$10708-19-2016
James Ritchie, Neil ThobaniWells Fargo AdvisorsMorgan Stanley$9904-21-2016
Shahab MoradianWells Fargo AdvisorsMorgan Stanley$5002-18-2016
Jerod Wurm, Casey FryeWells Fargo AdvisorsMorgan Stanley$19208-25-2015
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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