Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Munther "Mike" Abdallah, Rick SofiakWells Fargo AdvisorsMorgan Stanley$10005-01-2015
Pat Callaghan, Alan Fishman, Bernard Neuman, Jonathan Neuman, Tom Puccinelli, Stan Slovin, Lisa Su, Irene Kapusciarz, Melissa ValdWells Fargo AdvisorsMorgan Stanley$70001-16-2015
Brian L. VallowWells Fargo AdvisorsMorgan Stanley$9304-25-2014
Maureen McPeek, Ralph Lynch Jr.Wells Fargo AdvisorsMorgan Stanley$48005-17-2013
James A. HuntWells Fargo AdvisorsMorgan Stanley$18104-18-2013
Steve FreidinWells Fargo AdvisorsMorgan Stanley$11007-19-2012
The McFadden GroupWells Fargo AdvisorsMorgan Stanley$26806-07-2012
Bradley GummowWells Fargo AdvisorsStifel, Nicolaus & Company, Incorporated$10010-25-2012
Jennifer Arquilla, David ArquillaWells Fargo AdvisorsUBS Financial Services Inc. Inc.$33605-30-2018
Ron Lambke, Louis MontanaWells Fargo AdvisorsUBS Financial Services Inc. Inc.$18005-30-2018
John WittWells Fargo AdvisorsUBS Financial Services Inc. Inc.$10706-01-2016
Brian J. TerryWells Fargo AdvisorsUBS Financial Services Inc. Inc.$11509-24-2015
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services Inc. Inc.$46311-21-2014
Mark PignottiWells Fargo AdvisorsUBS Financial Services Inc. Inc.$31707-01-2014
Rich CeffalioWells Fargo AdvisorsUBS Financial Services Inc. Inc.$16511-02-2012
Robert Iorii, Sr., Robert Iorii, Jr.Wells Fargo AdvisorsUBS Financial Services Inc. Inc.$15010-18-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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