Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret HillWells Fargo AdvisorsBank of America Merrill Lynch$7004-27-2018
Dennis HallWells Fargo AdvisorsBank of America Merrill Lynch$20001-24-2017
Brian Latz, John Cicillini, Kenneth Cariota Wells Fargo AdvisorsMorgan Stanley Wealth Management$42709-06-2016
Doug Lockwood, Kenneth Roberts, Robert TendlerWells Fargo AdvisorsLPL Financial$38005-04-2016
Lawrence Rudolph, Stanley LevineWells Fargo AdvisorsMorgan Stanley Wealth Management$25307-25-2014
John Feast, Mary MarettWells Fargo AdvisorsJanney Montgomery Scott$10611-27-2013
Eric A. ZakarinWells Fargo AdvisorsMorgan Stanley Wealth Management$26107-12-2013
Gary PollickWells Fargo AdvisorsMorgan Stanley Wealth Management$17804-18-2013
Robert Hart, Thomas Tonkovich Wells Fargo AdvisorsRBC Wealth Management$10709-15-2012
Allen WilsonWells Fargo AdvisorsStifel Nicolaus & Co.$21208-10-2012
Lance HubenyWells Fargo AdvisorsBank of America Merrill Lynch$9807-25-2012
Nicholas Boccella, Richard Defuccio, Lewis Rauter, Graham SmithWells Fargo AdvisorsMorgan Stanley Wealth Management$32205-21-2012
Michael SharenowWells Fargo AdvisorsRBC Wealth Management$23506-23-2010
Robert Baker, Edmund IannacconeWells Fargo AdvisorsUBS Financial Services$21406-08-2010
Edward Bell, Greg FarahWells Fargo AdvisorsUBS Financial Services$22005-18-2010
Steven SellmanWells Fargo AdvisorsRBC Wealth Management$13305-17-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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