Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Feast, Mary MarettWells Fargo AdvisorsJanney Montgomery Scott$10611-27-2013
Doug Lockwood, Kenneth Roberts, Robert TendlerWells Fargo AdvisorsLPL Financial LLC LLC$38005-04-2016
Margaret HillWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$7004-27-2018
Dennis HallWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-24-2017
Lance HubenyWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$9807-25-2012
Brian Latz, John Cicillini, Kenneth CariotaWells Fargo AdvisorsMorgan Stanley$42709-06-2016
Lawrence Rudolph, Stanley LevineWells Fargo AdvisorsMorgan Stanley$25307-25-2014
Eric A. ZakarinWells Fargo AdvisorsMorgan Stanley$26107-12-2013
Gary PollickWells Fargo AdvisorsMorgan Stanley$17804-18-2013
Nicholas Boccella, Richard Defuccio, Lewis Rauter, Graham SmithWells Fargo AdvisorsMorgan Stanley$32205-21-2012
Robert Hart, Thomas TonkovichWells Fargo AdvisorsRBC Wealth Management$10709-15-2012
Michael SharenowWells Fargo AdvisorsRBC Wealth Management$23506-23-2010
Steven SellmanWells Fargo AdvisorsRBC Wealth Management$13305-17-2010
Allen WilsonWells Fargo AdvisorsStifel, Nicolaus & Company, Incorporated$21208-10-2012
Robert Baker, Edmund IannacconeWells Fargo AdvisorsUBS Financial Services Inc. Inc.$21406-08-2010
Edward Bell, Greg FarahWells Fargo AdvisorsUBS Financial Services Inc. Inc.$22005-18-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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