Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey OckwoodWells Fargo AdvisorsMorgan Stanley Wealth Management$20007-20-2018
Lin EdwardsWells Fargo AdvisorsBank of America Merrill Lynch$13012-08-2017
Robert Gorman Wells Fargo AdvisorsBank of America Merrill Lynch$10004-29-2016
John McCauleyWells Fargo AdvisorsDeutsche Bank02-25-2016
Ron Medaris, Chris GerrishWells Fargo AdvisorsUBS Financial Services02-25-2016
Geoffrey GatlinWells Fargo AdvisorsRaymond James$16902-18-2016
Elaine ElliottWells Fargo AdvisorsBank of America Merrill Lynch06-12-2015
Steven JumperWells Fargo AdvisorsEdward Jones$15304-02-2015
Robert Gardner III, Robert HigleyWells Fargo AdvisorsUBS Financial Services$30007-01-2014
Brian A. StahlerWells Fargo AdvisorsMorgan Stanley Wealth Management$10805-31-2013
J.D. JoyceWells Fargo AdvisorsUBS Financial Services$30605-23-2013
Chris Queen, Peggy Etheridge, Jason Hofnagel Wells Fargo AdvisorsMorgan Stanley Wealth Management$20608-31-2012
Gregg Lazarescu, Donovan Mannato, Michael NuttWells Fargo AdvisorsMorgan Stanley Wealth Management$45006-12-2012
Randy KeethWells Fargo AdvisorsRaymond James$20003-02-2012
David CooperWells Fargo AdvisorsMorgan Stanley Wealth Management$10701-11-2011
Valli Kindred, Chad StephensWells Fargo AdvisorsMorgan Stanley Wealth Management$17011-08-2010
Craig CampbellWells Fargo AdvisorsBank of America Merrill Lynch$14610-07-2010
John Choudhary, Anne-Day McCabeWells Fargo AdvisorsUBS Financial Services$11003-25-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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