Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John T. AndraosWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-02-2019
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Bailey Bass BarteeWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-07-2019
Bradley Allen CordesWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$17206-07-2019
Charles Brent MargolisWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15006-06-2019
Micah Edward NathanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2506-06-2019
Benjamin Moshe LeshemWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Steven Jeffrey HefterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Staci Rene LingenfelterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-04-2019
Jacob GrantWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-04-2019
Christopher Daniel MacleodWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-28-2019
Christopher Daniel MacleodWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-24-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
William Howard GombergWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-23-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
William Howard GombergWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-23-2019
Robert Edward HollandWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-16-2019
Charles Andrew EvansWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-16-2019
Brad Thomas VineyardWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15005-16-2019
Marc Alan JohnsonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-13-2019
Carol Elizabeth RamsdellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$105-13-2019
Eugene Francis Richardson Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-13-2019
John Francis MarinoWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-10-2019
Daniel Gerard CampbellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-10-2019
Roderick Dale MorrisonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-10-2019
Next Page »

Showing 1 to 25 of 771 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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