Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ivan Miguel MendozaWells Fargo Advisors Financial Network, LLCAllianceBernstein L.P.04-13-2016
Ryan Gregory JantzenWells Fargo Advisors Financial Network, LLCAllstate Financial Services, LLC$27802-26-2009
Sheila Leah SpicehandlerWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC$10002-21-2020
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC06-14-2019
Patricia Ann MuhaWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC05-17-2018
Joseph Richard AzzaraWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC$5009-08-2017
Trent Derek BaerWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC02-09-2017
Edward John MurphyWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC$23102-16-2016
John Francis ChessockWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC09-19-2013
Jed Danny DewsnupWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC06-28-2012
Edward John Rusnak JrWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC$5009-23-2011
Chris Philip BardosWells Fargo Advisors Financial Network, LLCAscend Advisory Group$5004-02-2009
Anthony Joachim ReillyWells Fargo Advisors Financial Network, LLCAscend Advisory Group04-02-2009
Jeffrey Edward KorbiniWells Fargo Advisors Financial Network, LLCAscend Advisory Group$24404-02-2009
Aaron BarberWells Fargo Advisors Financial Network, LLCAscend Advisory Group$2504-02-2009
Michael Andrew SternWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.10-14-2009
David Alan BoliverWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$1,00004-17-2009
Michael Joseph MooneyWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.04-17-2009
David Edward SherlockWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$5004-17-2009
Stuart Craig BarthWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$5003-27-2009
Kent Douglas MitchellWells Fargo Advisors Financial Network, LLCBenjamin F. Edwards & Company, Inc.$2505-07-2012
Craig WeeksWells Fargo Advisors Financial Network, LLCBMO Harris Financial Advisors, Inc.$7410-14-2016
Jeremy Dale SwongerWells Fargo Advisors Financial Network, LLCCetera Investment Services LLC06-16-2016
Lane Laron ReynoldsWells Fargo Advisors Financial Network, LLCCetera Investment Services LLC03-23-2012
George B San MiguelWells Fargo Advisors Financial Network, LLCCharles Schwab & Co., Inc.08-14-2020
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Showing 1 to 25 of 643 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.