Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ivan Miguel MendozaWells Fargo Advisors Financial Network, LLCAllianceBernstein L.P.04-13-2016
Ryan Gregory JantzenWells Fargo Advisors Financial Network, LLCAllstate Financial Services, LLC$5002-26-2009
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.06-14-2019
Patricia Ann MuhaWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.05-17-2018
Joseph Richard AzzaraWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.09-08-2017
Trent Derek BaerWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.02-09-2017
Edward John MurphyWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.$23102-16-2016
John Francis ChessockWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.$2509-19-2013
Jed Danny DewsnupWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.06-28-2012
Edward John Rusnak Jr.Wells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.09-23-2011
Gregory D MillerWells Fargo Advisors Financial Network, LLCAscend Advisory Group$15004-02-2009
Anthony Joachim ReillyWells Fargo Advisors Financial Network, LLCAscend Advisory Group$10004-02-2009
Jeffrey Edward Korbini, Aaron BarberWells Fargo Advisors Financial Network, LLCAscend Advisory Group$10004-02-2009
Chris Philip BardosWells Fargo Advisors Financial Network, LLCAscend Advisory Group$5004-02-2009
Robert William Bertog Jr.Wells Fargo Advisors Financial Network, LLCAXA Advisors, LLC01-03-2017
Joseph Daniel BerginWells Fargo Advisors Financial Network, LLCB. Riley And Co. Inc.07-08-2014
Michael Andrew SternWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$15010-14-2009
Robert Lansing Padgett IIIWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.05-14-2009
David Alan BoliverWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$10004-17-2009
Michael Joseph MooneyWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.04-17-2009
David Edward SherlockWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.04-17-2009
Kent Douglas MitchellWells Fargo Advisors Financial Network, LLCBenjamin F. Edwards & Company, Inc.05-07-2012
Matthew Walter ByrneWells Fargo Advisors Financial Network, LLCBMO Capital Markets Corp.$10012-12-2018
Craig WeeksWells Fargo Advisors Financial Network, LLCBMO Harris Financial Advisors, Inc.$7410-14-2016
Louis Francis ChongWells Fargo Advisors Financial Network, LLCCambridge Investment Research, Inc.11-02-2015
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Showing 1 to 25 of 715 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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