Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward Farren Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00009-20-2019
Kurt SchuelerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00009-04-2019
David Laing StewartWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2509-04-2019
David Joseph MaherWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15009-04-2019
Grant Joseph CraneWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC08-23-2019
Peter A. VroomanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10008-23-2019
Jonathan Craig SarverWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$25008-23-2019
Grant Joseph CraneWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC08-23-2019
Peter A. VroomanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10008-23-2019
Jonathan Craig SarverWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$25008-23-2019
Margaret Irene ArcherWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10008-16-2019
Margaret Irene ArcherWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10008-16-2019
Beverly V. Bishop IIWells Fargo Advisors Financial Network, LLCStifel, Nicolaus & Company, Incorporated07-16-2019
Eric A BrittWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2019
James Oscar LugoWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00007-11-2019
Douglas S WardWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-11-2019
John Donald BacichWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00007-05-2019
Alexander Steven BattWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2019
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Timothy James BloemhofWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-19-2019
Kristie Leah MurrayWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.06-19-2019
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.06-14-2019
Bailey Bass BarteeWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-07-2019
Bradley Allen CordesWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$17206-07-2019
Micah Edward NathanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2506-06-2019
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Showing 1 to 25 of 710 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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