Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Henry BergerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Chad Everett TaylorWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
William Stephan Matesich Sr.Wells Fargo Advisors Financial Network, LLCEdward Jones01-30-2009
Gregory Robert Rochte, Uri T Holmes III, Kathleen Jeanette Fletcher, James Harrison GraverWells Fargo Advisors Financial Network, LLCSagePoint Financial, Inc.$2502-10-2009
Kevin Clark Kesler, Paul Myron NormanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-12-2009
David Lawrence RussellWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2009
Ryan Gregory JantzenWells Fargo Advisors Financial Network, LLCAllstate Financial Services, LLC$5002-26-2009
Peter Gregory CarbonaroWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-20-2009
Gregory D MillerWells Fargo Advisors Financial Network, LLCAscend Advisory Group$15004-02-2009
Anthony Joachim ReillyWells Fargo Advisors Financial Network, LLCAscend Advisory Group$10004-02-2009
Jeffrey Edward Korbini, Aaron BarberWells Fargo Advisors Financial Network, LLCAscend Advisory Group$10004-02-2009
Chris Philip BardosWells Fargo Advisors Financial Network, LLCAscend Advisory Group$5004-02-2009
Stephanie S. SchankenWells Fargo Advisors Financial Network, LLCRoyal Alliance Associates, Inc.04-02-2009
Mark Alan ChurchillWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5004-03-2009
J Christopher HammondWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.04-09-2009
Sandra Diane DayWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.04-09-2009
Michael Joseph CowanWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10004-16-2009
Ronald Lou FritzeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-16-2009
David Alan BoliverWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$10004-17-2009
James Carlton CoxWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-17-2009
Donna Marie SabbWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.04-17-2009
Michael Joseph MooneyWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.04-17-2009
David Edward SherlockWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.04-17-2009
Joseph Stuart NewmanWells Fargo Advisors Financial Network, LLCRaymond James Financial Services Advisors, Inc04-23-2009
David Donn AlspachWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5005-08-2009
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Showing 1 to 25 of 715 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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