Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Robert MoranWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
James Henry BergerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Douglas Reagan DooleyWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Chad Everett TaylorWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Larry Wayne DensonWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
William Stephan Matesich Sr.Wells Fargo Advisors Financial Network, LLCEdward Jones01-30-2009
Gregory Robert RochteWells Fargo Advisors Financial Network, LLCSagePoint Financial, Inc.02-10-2009
Uri T Holmes IIIWells Fargo Advisors Financial Network, LLCSagePoint Financial, Inc.02-10-2009
Kathleen Jeanette FletcherWells Fargo Advisors Financial Network, LLCSagePoint Financial, Inc.02-10-2009
James Harrison GraverWells Fargo Advisors Financial Network, LLCSagePoint Financial, Inc.02-10-2009
Kevin Clark KeslerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-12-2009
Paul Myron NormanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10002-12-2009
Mark Barry McCarthyWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10002-13-2009
Philip Oraien CatledgeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-13-2009
David Lawrence RussellWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2009
Paul Elliott BullockWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-26-2009
Ryan Gregory JantzenWells Fargo Advisors Financial Network, LLCAllstate Financial Services, LLC$5002-26-2009
Gerald Dean BahlWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5002-27-2009
Bruce Allen LarsenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
Robert Neil TricaricoWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5003-11-2009
Michael Leonard BernardWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Rachael Marie JohnsonWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-13-2009
Peter Gregory CarbonaroWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-20-2009
Stuart Craig BarthWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.03-27-2009
Robert Dean Pippenger Jr.Wells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.