Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Christopher KirbyWells Fargo Advisors Financial Network, LLCMorgan Stanley10-10-2014
Adam Gregory DorfmanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-05-2014
Adam J. EdwardsWells Fargo Advisors Financial Network, LLCNorthwestern Mutual Investment Services, LLC04-29-2016
Alan Bradley GuenzelWells Fargo Advisors Financial Network, LLCMorgan Stanley06-14-2012
Alan Brian WattsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-12-2018
Alan Emery WhitakerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$1001-08-2010
Albert Alan BergerWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$5011-04-2016
Albert Kruger, Christopher LeavayWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5005-14-2009
Aldo James ValenteWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5001-13-2010
Aleksey Lerner, Steven Matthew KavallWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.02-11-2010
Alex Bolling ShoreWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5006-12-2015
Alexander Dewitt WalshWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-11-2018
Alexander Steven BattWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2019
Alfred Charles Macaluso IIWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC08-10-2018
Alfred Joseph SimmonsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5004-17-2015
Allan M. BaraschWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-16-2016
Allen Scott WagnerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$2501-08-2010
Amela CulovWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-10-2018
Andrew Bruce LangWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5009-06-2013
Andrew Charles DunbarWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-22-2018
Andrew John LewisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.07-31-2009
Andrew Oreilly CarriganWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Andrew Tighe SmithWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5007-02-2015
Angela Kay SimmonsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-10-2019
Anne Elisabeth SpaineWells Fargo Advisors Financial Network, LLCMorgan Stanley07-15-2011
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Showing 1 to 25 of 715 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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