Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Farrell O'ConorWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Matthew R DavisWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2020
Nancy H KlineWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
Rachael Anne McBrideWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
David Riley DensmoreWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
Sheila Leah SpicehandlerWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC02-21-2020
Joseph Thompson BinderWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC01-21-2020
Jesse Morales RodriquezWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.01-10-2020
Frank Peter ScicchitanoWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-13-2019
Cory Dale ChambersWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-13-2019
Brian Paul FoleyWells Fargo Advisors Financial Network, LLCCommonwealth Financial Network12-09-2019
Meredith Cayette WadeWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Kerry Wayne HemphillWells Fargo Advisors Financial Network, LLCRoyal Alliance Associates, Inc.11-11-2019
Glenn David LotenbergWells Fargo Advisors Financial Network, LLCAdvisors Asset Management, Inc.11-11-2019
Chad Gerald ZimmermanWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC11-08-2019
Jason Edward MessineoWells Fargo Advisors Financial Network, LLCEdward Jones11-01-2019
Stacey Lynn CrawfordWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.10-25-2019
Robert Anderson Turner IIWells Fargo Advisors Financial Network, LLCPNC Investments10-15-2019
Donnie Joseph Dishaw Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-10-2019
Perris Clayton KaufmanWells Fargo Advisors Financial Network, LLCWestern International Securities, Inc.10-10-2019
David Michael BeneventoWells Fargo Advisors Financial Network, LLCEdward Jones09-24-2019
Shaun D. SmallWells Fargo Advisors Financial Network, LLCMorgan Stanley09-13-2019
Michael B. TursiWells Fargo Advisors Financial Network, LLCPNC Investments08-29-2019
Julie SpivyWells Fargo Advisors Financial Network, LLCCharles Schwab & Co., Inc.08-28-2019
Courtney Nichole SmuderWells Fargo Advisors Financial Network, LLCMorgan Stanley08-27-2019
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Showing 1 to 25 of 1,026 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.