Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Oscar LugoWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00007-11-2019
Douglas S WardWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-11-2019
Joseph Bradley SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-09-2019
Michael Anthony AnselmiWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00004-18-2019
Craig Robert LundWells Fargo Advisors Financial Network, LLCMorgan Stanley$5002-15-2019
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
Anthony Joseph CipollaWells Fargo Advisors Financial Network, LLCMorgan Stanley$15010-23-2018
Amela CulovWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-10-2018
James Daniel TidwellWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-01-2017
William Patrick PremockWells Fargo Advisors Financial Network, LLCMorgan Stanley11-01-2017
Daniel Hugh McCombsWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-06-2017
Theodore James TadeusiakWells Fargo Advisors Financial Network, LLCMorgan Stanley$9709-14-2017
Robert J. LopintoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-01-2017
Peter Alwood DrakeWells Fargo Advisors Financial Network, LLCMorgan Stanley06-16-2017
Kevin Joseph BenoitWells Fargo Advisors Financial Network, LLCMorgan Stanley03-10-2017
Paul C ThomassetWells Fargo Advisors Financial Network, LLCMorgan Stanley03-10-2017
Mark Kenneth StandringWells Fargo Advisors Financial Network, LLCMorgan Stanley$3002-16-2017
John Macrae BenjaminWells Fargo Advisors Financial Network, LLCMorgan Stanley02-01-2017
Marie Joy E. Lomibao, Thomas Edward Fautrel, Michael Alexander Levitsky, Sean Philip Kirby-SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
Edward Allen BoothWells Fargo Advisors Financial Network, LLCMorgan Stanley$15010-28-2016
Christopher Johnston SawchWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-28-2016
Jason Keith PinsonWells Fargo Advisors Financial Network, LLCMorgan Stanley10-24-2016
Next Page »

Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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