Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Rory Ciano, Michael George TeppermanWells Fargo Advisors Financial Network, LLCMorgan Stanley$10006-19-2009
Sherry Ruth De GenaroWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-02-2009
Scott Joseph HowerterWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-10-2009
Daniel H HitchcockWells Fargo Advisors Financial Network, LLCMorgan Stanley07-13-2009
Michael St Clair Walsh, Amy Ann HiettWells Fargo Advisors Financial Network, LLCMorgan Stanley07-15-2009
William TaralloWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Christopher Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Brendan Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Frank Parker Durand, David Bryan GallentineWells Fargo Advisors Financial Network, LLCMorgan Stanley12-10-2009
Jeffrey Thomas Bogert, Robert Irl Cahill, Jonathan David SodenWells Fargo Advisors Financial Network, LLCMorgan Stanley12-11-2009
Thomas George SandersonWells Fargo Advisors Financial Network, LLCMorgan Stanley$5002-19-2010
Eugene Scott KellerWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-17-2010
Scott Philbrick BowhayWells Fargo Advisors Financial Network, LLCMorgan Stanley$10003-29-2010
Robert Lewis Evely IIWells Fargo Advisors Financial Network, LLCMorgan Stanley$1004-01-2010
Richard William JanaesWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2010
Keith Duane DunnWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2010
Kenneth Donald OuelletteWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-15-2010
John Croxton Grant, Daniel Philip Hoffman, Daniel Talbot Von KoschembahrWells Fargo Advisors Financial Network, LLCMorgan Stanley07-23-2010
Tyler Bergstrom Marsh, Marvin Eugene CookWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-26-2010
Dominic Louis GrecoWells Fargo Advisors Financial Network, LLCMorgan Stanley$2508-12-2010
James Preston Shoffner Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley08-30-2010
Timothy Irving Bullard Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$2509-03-2010
Valli J. Kindred, Charles Needham StephensWells Fargo Advisors Financial Network, LLCMorgan Stanley10-29-2010
Robert KauffmanWells Fargo Advisors Financial Network, LLCMorgan Stanley11-24-2010
Karolyn Ruth Morigi-ArmstrongWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-07-2011
Next Page »

Showing 1 to 25 of 153 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.