Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jesse Morales RodriquezWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.01-10-2020
Frank Peter ScicchitanoWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-13-2019
Cory Dale ChambersWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-13-2019
Donnie Joseph Dishaw Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-10-2019
Glen Richard RauchWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-05-2019
Thomas M. CometaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-04-2018
Patricia Lynn KavanaghWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-26-2018
Curt O. HallWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.03-07-2018
Karsten Jon CaviezelWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10011-30-2017
Kelly R. CaviezelWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10011-30-2017
Michael JosephWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10010-17-2017
James Elno Makee Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-17-2017
Sanket KhannaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-23-2017
Gregory Ron BowdenWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.01-10-2017
Todd Charles FergusonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5012-19-2016
Douglas Albert PastorWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$112-16-2016
Robert Eugene HadnettWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-31-2016
Matthew Eric PadillaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-17-2016
Peter Hamilton NeeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15010-14-2016
Christian Reynolds ParkerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5010-14-2016
Robert S EdmundsWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-14-2016
Wesley WongWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15009-30-2016
Brett P. GoldbergWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5009-30-2016
Butch Marc SafyurtluWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5009-16-2016
Haddy Alexander HomampourWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.09-16-2016
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.