Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Clark Kesler, Paul Myron NormanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-12-2009
Ronald Lou FritzeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-16-2009
Jesse Lee Mullins, Michael Sean TaylorWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10005-13-2009
Martin Joseph GanzekauferWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10006-26-2009
Andrew John LewisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.07-31-2009
Paul Arthur StormWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-12-2009
Joseph Paul D'AnniballeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$2511-12-2009
Sean Michael HoustonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$2511-12-2009
Charles Brian ClutterWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10001-15-2010
Eric Scott FriedmanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$7501-15-2010
Jeffrey Daniel MatthewsWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.11-10-2010
Douglas Arthur DavisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-23-2010
Joshua Peter DelnoceWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.05-20-2011
William C. HaydonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-09-2011
Matthew John MontiniWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.01-06-2012
Randall Dominic ZelkoWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-24-2012
Douglas Edward TaylorWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5003-02-2012
John Allan Rodgers, Alan Richard LarsenWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10008-10-2012
John M DuszaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$1008-23-2012
Robert Hugh McKinnon Sr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10010-04-2012
Matthew Marshall WrightWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-04-2012
Scott Evans WhitcombWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-26-2012
Michelle Renee LavigneWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-09-2012
Chris Patrick McCraryWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15002-14-2013
Dell Parnell Thomason, John David JoyceWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.05-23-2013
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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