Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Stephen MasonerWells Fargo Advisors Financial Network, LLCEdward Jones$5008-07-2020
Thomas Berry HammannWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-29-2020
Christopher SzotWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-31-2020
Jeffrey Paul GarzaWells Fargo Advisors Financial Network, LLCMorgan Stanley$10002-13-2020
Jesse M RodriquezWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$25001-10-2020
Perris Clayton KaufmanWells Fargo Advisors Financial Network, LLCWestern International Securities, Inc.10-10-2019
Raffi Nicholas TutuyanWells Fargo Advisors Financial Network, LLCEquitable Advisors, LLC$5002-28-2018
John David TestaWells Fargo Advisors Financial Network, LLCMorgan Stanley$10911-01-2017
Jason DrotarWells Fargo Advisors Financial Network, LLCMorgan Stanley$19811-01-2017
Daniel Hugh MccombsWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-06-2017
Theodore James TadeusiakWells Fargo Advisors Financial Network, LLCMorgan Stanley$9709-14-2017
Stephen Elwain BarberWells Fargo Advisors Financial Network, LLCStifel, Nicolaus & Company, Incorporated07-26-2017
Raquel ReynoldsWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2017
Jordan V VarelaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-07-2017
Paul William ZambriskiWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$606-30-2017
Tyler Joseph PolsonWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2106-30-2017
Robert Patrick HuttenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-21-2016
Wesley WongWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5009-30-2016
Brett P GoldbergWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.09-30-2016
Butch Marc SafyurtluWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.09-16-2016
Christopher Aaron PalmerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2016
Michael Feland BuddWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Randall Frank GibsonWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Dwayne Alexander MichaelWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Andrew Oreilly CarriganWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.