Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Gregory JantzenWells Fargo Advisors Financial Network, LLCAllstate Financial Services, LLC$5002-26-2009
Sidney Scott CoffeenWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-04-2009
Michael HughesWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$2501-29-2010
Scott Philbrick BowhayWells Fargo Advisors Financial Network, LLCMorgan Stanley$10003-29-2010
John Edward PuscheckWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1004-09-2010
Dominic Louis GrecoWells Fargo Advisors Financial Network, LLCMorgan Stanley$2508-12-2010
Garrick Philip UpdegraphWells Fargo Advisors Financial Network, LLCMorgan Stanley04-27-2011
Paul Edward Artof, Jason Robert ArtofWells Fargo Advisors Financial Network, LLCMorgan Stanley$15005-03-2011
Joel Thomas ChitieaWells Fargo Advisors Financial Network, LLCMorgan Stanley$15005-06-2011
Nicolas Robert DelyonWells Fargo Advisors Financial Network, LLCNational Planning Corporation07-01-2011
Matthew John MontiniWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.01-06-2012
Randall Dominic ZelkoWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-24-2012
Robert John Floe, Marjan Neyestani KhazraWells Fargo Advisors Financial Network, LLCLPL Financial LLC$15006-04-2012
Lee Scott WolfeWells Fargo Advisors Financial Network, LLCLPL Financial LLC$5006-04-2012
Kenneth Alfonso SanchezWells Fargo Advisors Financial Network, LLCLPL Financial LLC$5006-04-2012
John Allan Rodgers, Alan Richard LarsenWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10008-10-2012
Lance Thomas Mackall, Ricardo YanezWells Fargo Advisors Financial Network, LLCChase Investment Services Corp.08-10-2012
Stephen Robert Meli, Dennis Carl FoxWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-28-2012
Michael Joseph Kazmer, Larry Alan Bernstein, Abby Edwards DinkinsWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2012
Chris Patrick McCraryWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15002-14-2013
James Hunter DrydenWells Fargo Advisors Financial Network, LLCDeutsche Bank Securities Inc.$15003-15-2013
Brian Douglas StewartWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-26-2013
John Philip Toman Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley08-23-2013
Daniel Michael Racicot, Perry Higginson Bacon Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-11-2013
Floyd Lawrence SchwartzWells Fargo Advisors Financial Network, LLCRaymond James Financial Services Advisors, Inc$2511-07-2013
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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