Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Gregory JantzenWells Fargo Advisors Financial Network, LLCAllstate Financial Services, LLC$50002-26-2009
Michael Leonard BernardWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-13-2009
Rachael Marie JohnsonWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-13-2009
Paul Jonathan DedoraWells Fargo Advisors Financial Network, LLCEdward Jones05-22-2009
Mono Kim NongWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.07-15-2009
Treva Lue BlackWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-24-2009
David Stanley RocheWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-24-2009
Nicolas Paul TabellionWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$25008-20-2009
Marc Anthony TraversoWells Fargo Advisors Financial Network, LLCMorgan Stanley$15010-23-2009
Timothy Allen ChambersWells Fargo Advisors Financial Network, LLCMorgan Stanley$25010-23-2009
Michael HughesWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$50001-29-2010
Michael Robert Zent Jr.Wells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.01-29-2010
Joanne SturgillWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25002-26-2010
Duc Tien TranWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$50003-01-2010
Joseph Lavoyd PatesWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.03-01-2010
Eric Todd MoffittWells Fargo Advisors Financial Network, LLCMorgan Stanley$25003-25-2010
Scott Philbrick BowhayWells Fargo Advisors Financial Network, LLCMorgan Stanley$10003-29-2010
Phillip Curtis AndersonWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50004-23-2010
Richard Tom BarberWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2010
Kelsey Christopher BengoaWells Fargo Advisors Financial Network, LLCWaddell & Reed$10004-30-2010
John Robert JoyceWells Fargo Advisors Financial Network, LLCWaddell & Reed04-30-2010
Marc Jay FrankelWells Fargo Advisors Financial Network, LLCMorgan Stanley05-28-2010
Marco FragnitoWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$25008-05-2010
Dominic Louis GrecoWells Fargo Advisors Financial Network, LLCMorgan Stanley$25008-12-2010
Garrick Philip UpdegraphWells Fargo Advisors Financial Network, LLCMorgan Stanley$50004-27-2011
Next Page »

Showing 1 to 25 of 133 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.