Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Steven BattWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2019
Glen Richard RauchWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-05-2019
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
Robert Townsend EdwardsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2,50011-16-2018
William Campbell BanfieldWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00011-15-2018
Byron Lowell DonaldsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-15-2018
Earl Lowry SistrunkWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-09-2018
Frank Xavier RambuschWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15006-22-2018
John Kenneth WhiteheadWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5003-23-2018
Robert Narciso ChiavacciWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-09-2018
John L. OdomWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-09-2018
Christopher P. LeinWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00001-12-2018
James Daniel TidwellWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-01-2017
William Patrick PremockWells Fargo Advisors Financial Network, LLCMorgan Stanley11-01-2017
John Elmo Thorsen IIIWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$15010-25-2016
John Elmo Thorsen IVWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$15010-24-2016
Deborah Kay HixenbaughWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$5010-24-2016
John Robert ThorsenWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.10-24-2016
Justin BlewsWells Fargo Advisors Financial Network, LLCMorgan Stanley$5010-14-2016
Scott George PinkertonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$50907-15-2016
Michael John HarkinsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10007-15-2016
William Lee Mehserle Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-15-2016
Corbyn Lucas HightowerWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.05-20-2016
Ivan Miguel MendozaWells Fargo Advisors Financial Network, LLCAllianceBernstein L.P.04-13-2016
David Lawrence GrayWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-12-2015
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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