Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph CowanWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10004-16-2009
Robert Lansing Padgett IIIWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$10005-14-2009
Peter George ChapmanWells Fargo Advisors Financial Network, LLCEdward Jones$50005-28-2009
Michael Louis CardwellWells Fargo Advisors Financial Network, LLCEdward Jones$50005-28-2009
William Edward Keenan Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$10012-04-2009
Frank Parker DurandWells Fargo Advisors Financial Network, LLCMorgan Stanley$50012-10-2009
David Bryan GallentineWells Fargo Advisors Financial Network, LLCMorgan Stanley$50012-10-2009
Bradford Cooper HagermanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-22-2010
Shane Alexander WardWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC03-12-2010
Eugene Scott KellerWells Fargo Advisors Financial Network, LLCMorgan Stanley$50003-17-2010
William Hill Marsh IVWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2010
Carrie Ellen HulenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2010
Matthew Salvatore DepalmaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2010
William Mark NicklesWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-07-2010
Nicholas Ryan FeatherWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-07-2010
Henry Bradford BergWells Fargo Advisors Financial Network, LLCMorgan Stanley$15006-02-2010
Kenneth Donald OuelletteWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-15-2010
Keith Duane DunnWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2010
Richard William JanaesWells Fargo Advisors Financial Network, LLCMorgan Stanley$50007-15-2010
Carroll Richard HunterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-04-2010
Noel Bradford BreuerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$10008-09-2010
David Lee KoppWells Fargo Advisors Financial Network, LLCMorgan Stanley$10009-01-2010
Franklin Richard GraveleyWells Fargo Advisors Financial Network, LLCEdward Jones$50001-01-2011
Theodore Franklin HoffmanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2011
Sri VasudevanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2011
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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