Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart Craig BarthWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$50003-27-2009
Mark Philip SkibbieWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-28-2011
Stephen Eugene Marohl Jr.Wells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$25003-23-2012
James Sherwood GibbonsWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$50003-23-2012
Brian Craig LutsWells Fargo Advisors Financial Network, LLCMorgan Stanley$10009-25-2012
David Michael GreenleighWells Fargo Advisors Financial Network, LLCMorgan Stanley$10009-25-2012
Nancy Scallion JohnsonWells Fargo Advisors Financial Network, LLCMorgan Stanley$15009-25-2012
Sherry Anne SaucermanWells Fargo Advisors Financial Network, LLCSunTrust Investment Services, Inc.08-02-2013
John Joseph Dillon Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$15011-26-2013
Frederick John BohlanderWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.$50012-11-2013
Jeffrey William LinkWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-05-2015
Douglas John BrandeenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-05-2015
Dean Blagoi ShuplinkovWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2015
Robert J LinkWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2015
Brian Charles SalcettiWells Fargo Advisors Financial Network, LLCK-Financial, LLC$10006-10-2015
Steven Farnham CollinsWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.$25001-22-2016
Matthew Adam BassoWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-19-2016
Vincent Jerome PaskoWells Fargo Advisors Financial Network, LLCNYLIFE Securities LLC$10009-09-2016
Marie Joy E. LomibaoWells Fargo Advisors Financial Network, LLCMorgan Stanley$15012-01-2016
Paul Henry CarlsonWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
Thomas Edward FautrelWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
Michael Alexander LevitskyWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
Sean Philip Kirby-SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
John Macrae BenjaminWells Fargo Advisors Financial Network, LLCMorgan Stanley02-01-2017
Florence Klinger BirdWells Fargo Advisors Financial Network, LLCFolger Nolan Fleming Douglas Incorporated02-06-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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