Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin David SpikerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-22-2017
Brian Craig LutsWells Fargo Advisors Financial Network, LLCMorgan Stanley09-25-2012
David Michael GreenleighWells Fargo Advisors Financial Network, LLCMorgan Stanley$10009-25-2012
Dean Blagoi Shuplinkov, Douglas John Brandeen, Jeffrey William LinkWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2015
John Joseph Dillon Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley11-26-2013
John Macrae BenjaminWells Fargo Advisors Financial Network, LLCMorgan Stanley02-01-2017
Marie Joy E. Lomibao, Thomas Edward Fautrel, Michael Alexander Levitsky, Sean Philip Kirby-SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
Michael Anthony AnselmiWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00004-18-2019
Michael E. WinterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Nancy JohnsonWells Fargo Advisors Financial Network, LLCMorgan Stanley09-25-2012
Sherry Anne SaucermanWells Fargo Advisors Financial Network, LLCSunTrust Investment Services, Inc.08-02-2013
Stephen Eugene Marohl Jr.Wells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$2503-23-2012
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.06-14-2019
Valerie Anne CampbellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00009-07-2018
Vincent Jerome PaskoWells Fargo Advisors Financial Network, LLCNYLIFE Securities LLC09-09-2016

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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