Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Gilbert BuddWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10005-22-2009
Joel David HeinleinWells Fargo Advisors Financial Network, LLCMutual of Omaha Investor Services, Inc.11-30-2012
Daniel Eric AlfredsonWells Fargo Advisors Financial Network, LLCWestminster Financial Securities, Inc.02-21-2013
Harry Walter BoeschWells Fargo Advisors Financial Network, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5006-10-2013
Jeffrey Michael FratarcangeliWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2014
Kenneth M. CylkowskiWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2014
Mark Vincent ImprotaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2014
Tyler LandisWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2014
Michael Fitzgerald Leonard Jr.Wells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$10004-17-2014
Chad Frederick RollinsWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5004-17-2014
Donald John ChiodoWells Fargo Advisors Financial Network, LLCEdward Jones$5007-01-2014
Jed S. McCrumbWells Fargo Advisors Financial Network, LLCMorgan Stanley$1009-12-2014
Timothy Allen KnapperWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.01-09-2015
Jeffrey David KercorianWells Fargo Advisors Financial Network, LLCNext Financial Group, Inc.12-11-2015
Cynthia L. MulonasWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2016
Albert Alan BergerWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$5011-04-2016
Douglas Albert PastorWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$112-16-2016
Todd Charles FergusonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5012-19-2016
Kenneth J. WilliamsWells Fargo Advisors Financial Network, LLCLPL Financial LLC01-30-2017
Dathan Everett LumpkinsWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC01-12-2018
Kristie Leah MurrayWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.06-19-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.